4/27 Daily List
OTCBB and Other-OTC System Changes - 4/27/2010 12:00:00 AM
OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS
Updated Symbol Company Name Effective Date OATS
Reportable
Flag Unit of
Trade Comments
07:27 ACTN Action Industries, Inc. Common Stock 4/27/2010 Y 100 From BB (ACTN)**
07:27 EMGR E & M Group, Inc. Common Stock 4/27/2010 Y 100 From BB (EMGR)**
07:27 GBHL Global Entertainment Holdings, Inc. 4/27/2010 Y 100 From BB (GBHL)**
07:27 ZVTK Zevotek, Inc. Common Stock 4/27/2010 Y 100 From BB (ZVTK)**
13:29 CTBK City Bank Common Stock 4/28/2010 Y 100 From S (CTBK)
12:56 GMVW GMV Wireless Inc Common Stock 4/28/2010 Y 100 From NBB (GMVW)**
12:56 IVTW IVT Software Inc. Common Stock 4/28/2010 Y 100 From NBB (IVTW)**
12:56 TAMB Tamalpais Bancorp 4/28/2010 Y 100 From S (TAMB)**
SECURITY DELETIONS
Updated Symbol Company Name Effective Date Unit of
Trade Comments
07:27 ACTN Action Industries, Inc. Common Stock 4/27/2010 100 Failure to comply with Rule 15c2-11; Added to NBB (ACTN)**
07:27 EMGR E & M Group, Inc. Common Stock 4/27/2010 100 Failure to comply with Rule 15c2-11; Added to NBB (EMGR)**
07:27 GBHL Global Entertainment Holdings, Inc. 4/27/2010 100 Failure to comply with Rule 15c2-11; Added to NBB (GBHL)**
11:39 RGCIQ Regent Communications, Inc. Common Stock 4/27/2010 100 Plan of reorganization effective. All shares have been cancelled.**
07:27 ZVTK Zevotek, Inc. Common Stock 4/27/2010 100 Failure to comply with Rule 15c2-11; Added to NBB (ZVTK)**
Portal System Changes 4/27/2010 12:00:00 AM
SECURITY DELETIONS
Updated Symbol Company Name Effective Date Unit of
Trade Comments
12:56 AGORY Agora Sa Reg Shs Ord 144A 4/28/2010 100 Inactive Issue **
12:56 BBSBL Barclays Bk Plc Sh Ctf on Syndicate Bk 144A 10/24/2012 (United Kingdom) 4/28/2010 100 Inactive Issue
12:56 BCPJK BARCLAYS BANK PLC Sh CTF On Madras Cements Ltd 144A 11/02/2012 (United Kingdom) 4/28/2010 100 Inactive Issue
12:56 BCPJL BARCLAYS BANK PLC Share Certificate on Mayatas Infra 144a 4/28/2010 100 Inactive Issue
12:56 BFCRL Best Foreclosure Opportunities Inc Common 144A 4/28/2010 100 Inactive Issue
12:56 BGHLL Big Horn 2007-2 Ltd Preference Shares 144A 4/28/2010 100 Inactive Issue **
12:56 BJAIL Barclays Bk Plc Sh Ctf on Jail Corp Ltd 144A 10/19/2012 (United Kingdom) 4/28/2010 100 Inactive Issue
12:56 BKHPY Bank Hapoalim BM 144A 4/28/2010 100 Inactive Issue **
12:56 CZMTY Cosmote Mobile Telecommunications Sa Ord 144A 4/28/2010 100 Inactive Issue **
12:56 DAAIL Daishin Secs Co Ltd. Sponsored GDR Pfd CL 2 144A (South Korea) 4/28/2010 100 Inactive Issue
12:56 ELSVP Elmira Savings Bank FSB Elmira N Y Fixed/Floating Rate Preferred Series A 4/28/2010 100 Inactive Issue
12:56 GMVW GMV Wireless Inc Common Stock 4/28/2010 100 Added to OTCBB (GMVW)**
12:56 GRPZW Grapes Communications N.V. 144A 05/15/2010 4/28/2010 100 Inactive Issue **
12:56 IVTW IVT Software Inc. Common Stock 4/28/2010 100 Added to OTCBB (IVTW)**
12:56 JCHHL Jachin Hldgs Ltd Sponsored GDR 144A (British Virgin Islands) 4/28/2010 100 Inactive Issue
12:56 JPBIL J. P. Morgan International Derivatives Ltd. Brazil Low Exercise Price Wt Bovespa Index 11/02/2012 (Jersey) 4/28/2010 100 Inactive Issue
12:56 JPDIL J. P. Morgan International Derivatives Ltd. Chinese Low Exercise Price Wt 144A 3c7 11/01/2012 (Jersey) 4/28/2010 100 Inactive Issue
12:56 JPFTL J. P. Morgan International Derivatives Ltd. Indian Low Exercise Price Wt 144A 3C7 Finl Technologies India Ltd 10/08/2012 (Jersey) 4/28/2010 100 Inactive Issue
12:56 JPPHL J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt 144A 3C7 Sun Pharmaceutical Inds Ltd 11/08/2012 (Jersey) 4/28/2010 100 Inactive Issue
12:56 LBCCL Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Wt on 144A Consoldated Constn Ltd 11/01/2012 (Luxembourg) 4/28/2010 100 Inactive Issue
12:56 LBCHL Lehman Bros Luxembourg Equity Fin S A China Low Exercise Price Wt 144A China Avaiation Optical 11/13/2012 (Luxembourg) 4/28/2010 100 nactive Issue
12:56 LBGIF Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A on Pwr Grid Corp of India 10/16/2012 (Luxembourg) 4/28/2010 100 Inactive Issue
12:56 LBGKL Lehman Bros Luxembourg Equity Fin S A China Low Exercise Price Wt Guangzhou Kingteller Tech 11/16/2012 (Luxembourg) 4/28/2010 100 Inactive Issue
12:56 LBIFL Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A IFCI Ltd 11/15/2012 (Luxembourg) 4/28/2010 100 Inactive Issue
12:56 LBINL Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Indian Oil Corp Ltd 11/05/2012 (Luxembourg) 4/28/2010 100 Inactive Issue
12:56 LBKRL Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Wt on 144A Koutons Retail India Ltd 11/01/2012 (Luxembourg) 4/28/2010 100 Inactive Issue
12:56 LBNCL Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Nagarjuna Construction Co Ltd 11/12/2012 (Luxembourg) 4/28/2010 100 Inactive Issue
12:56 LBNGL Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Oil & Natural and Gas 10/30/2012 (Luxembourg) 4/28/2010 100 Inactive Issue
12:56 LBRCJ Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Neyveli Lignite 10/26/2012 (Luxembourg) 4/28/2010 100 Inactive Issue
12:56 LBRCK Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Spice Telecom (Luxembourg) 4/28/2010 100 Inactive Issue
12:56 LBRCL Lehman Bros Luxembourg Equity Fin S A Indian Low Excercise Price Wt Reliance 10/16/2012 (Luxembourg) 4/28/2010 100 Inactive Issue
12:56 LBRCM Lehman Bros Luxembourg Equity Fin S A Indian Low Excercise Price Wt Tele Data Informatics Ltd 10/26/2012 (Luxembourg) 4/28/2010 100 Inactive Issue
12:56 LBRRJ Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Indusind Bk 10/30/2012 (Luxembourg) 4/28/2010 100 Inactive Issue
12:56 LBRRK Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Sterlite Ins 10/30/2012 (Luxembourg) 4/28/2010 100 Inactive Issue
12:56 LBRRL Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Steel Authority India 10/20/2012 (Luxembourg) 4/28/2010 100 Inactive Issue
12:56 LBSGL Lehman Bros Luxembourg Equity Fin S A China Low Exercise Prices Wt 144A Shanghai Yanhua Smartech 11/16/2012 (Luxembourg) 4/28/2010 100 Inactive Issue
12:56 LBSYJ Lehman Bros Luxembourg Equity Fin S A China Low Exercise Price Wt 144A Daqin Railway Co Ltd 10/26/2012 (Luxembourg) 4/28/2010 100 Inactive Issue
12:56 LBSYK Lehman Bros Luxembourg Equity Fin S A China Low Exercise Price Wt 144A on China Shenhua 10/26/2012 (Luxembourg) 4/28/2010 100 Inactive Issue
12:56 LBSYL Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Satyam Computers 10/19/2012 (Luxembourg) 4/28/2010 100 Inactive Issue
12:56 LBTML Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Tech Mahindra 10/30/2012 (Luxembourg) 4/28/2010 100 Inactive Issue
12:56 LBTTL Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Tata Teleservices Maharashtra Ltd 11/09/2012 (Luxembourg) 4/28/2010 100 Inactive Issue
12:56 LCPH Lincorp Holdings Inc Common Stock 4/28/2010 100 12(j) Registration Revoked by SEC **
12:56 LEFX LifeF/X, Inc. Common Stock 4/28/2010 100 12(j) Registration Revoked by SEC **
12:56 LKNG Lite King Corporation Lite King Corporation 4/28/2010 100 12(j) Registration Revoked by SEC **
12:56 LRST LaserSight, Inc. New Common Stock 4/28/2010 100 12(j) Registration Revoked by SEC **
12:56 LUKBY Lukoil Co 144A GDR 4/28/2010 100 Inactive Issue **
12:56 MSTWY Mostostal Warszawa 144A 4/28/2010 100 Inactive Issue **
12:56 MWNSY Mawana Sugars Limited Sponsored 144A GDR (India) 4/28/2010 100 Inactive Issue **
12:56 NTLOW NTELOS Inc 144A Wt 08/15/2010 4/28/2010 100 Inactive Issue **
12:56 PFMMW Pf.Net Communications, Inc. 144A 05/15/2010 4/28/2010 100 Inactive Issue
12:56 PSKOY Polski Koncern Naftowy Orlen SA 144A 4/28/2010 100 Inactive Issue **
12:56 PVPVY PVP Ventures Limited Sponsored 144A GDR (India) 4/28/2010 100 Inactive Issue **
12:56 PWSMY Powerchip Semiconductor Corp 144A 4/28/2010 100 Inactive Issue **
12:56 PWSZY Powszechny Bank Kredytowy Sa 144A 4/28/2010 100 Inactive Issue **
12:56 QISDY QISDA Corporation Sponsored GDR 144A 4/28/2010 100 Inactive Issue **
12:56 RCSDK RCS & RDS S A Sponsored GDR Repstg Pref Shs 144A Non Voting (Romania) 4/28/2010 100 Inactive Issue
12:56 RKIKY Ritek Corp Ord 144A 4/28/2010 100 Inactive Issue **
12:56 SAUIY Steel Authority Of India Ltd 144A 4/28/2010 100 Inactive Issue **
12:56 SCDPY Sociedad Comercial Del Plata 144A 4/28/2010 100 Inactive Issue **
12:56 SIBGY Sun Interbrew Ltd Cl B Ord 144A 4/28/2010 100 Inactive Issue **
12:56 SKBDY Skb Banka Sit 2000 Reg S Gdr 144A 4/28/2010 100 Inactive Issue **
12:56 SKFQY Sakura Fin Bermuda Tr Pref Ut 144A 4/28/2010 100 Inactive Issue **
12:56 STXAY Stalexport Sa A Shs 144A 4/28/2010 100 Inactive Issue **
12:56 SXPCY Southern Petrochemical Inds 144A 4/28/2010 100 Inactive Issue **
12:56 SYISY Synergon Information Systems Ltd 144A 4/28/2010 100 Inactive Issue **
12:56 TAATY Tata Power Company Ltd 144A GDR (India_ 4/28/2010 100 Inactive Issue **
12:56 TEKBY Turk Ekonomi Bankasi AS Sponsored 144A GDR (Turkey) 4/28/2010 100 Inactive Issue
12:56 TENKY Tata Motors Ltd Ltd 144A GDR 4/28/2010 100 Inactive Issue **
12:56 THBDL Thunderbird Resorts, Inc. Common Stock 144A 4/28/2010 100 Inactive Issue **
12:56 THBDU Thunderbird Resorts, Inc. Unit (1 common and 1 warrant) 144A 4/28/2010 100 Inactive Issue **
12:56 THBDW Thunderbird Resorts, Inc. Warrants exp 2012 144A 4/28/2010 100 Inactive Issue **
12:56 THSTY Thistle Hotels Plc Ord 20p 144A 4/28/2010 100 Inactive Issue **
12:56 TNPEW Tnp Enterprises Inc 144A Wt 04/01/2011 4/28/2010 100 Inactive Issue
12:56 TRAVW Travelcenters Of America, Inc. 144A 11/14/2010 4/28/2010 100 Inactive Issue **
12:56 TZILY TZI, Ltd. 144A 4/28/2010 100 Inactive Issue **
12:56 UBJYL UBS AG Jersey Branch Note Linked to the Russell 2000 Total Return 144a 4/28/2010 100 Inactive Issue
12:56 UBKAY United Bank For Africa Ord 144A 4/28/2010 100 Inactive Issue **
12:56 VDOIY Videocon International Ltd 144A 4/28/2010 100 Inactive Issue
12:56 VLRSY Village Roadshow "B" Shs 144A 4/28/2010 100 Inactive Issue **
12:56 WBEKY Winbond Electronic Corp Par Ord 144A 4/28/2010 100 Inactive Issue **
12:56 WCIIL WinStar Communications, Inc. 144A 4/28/2010 100 Inactive Issue **
12:56 WNTKL Wintek Corporation Sponsored GDR Temp 2007 144A (Taiwan) 4/28/2010 100 Inactive Issue
12:56 WSLWY Walsin Lihwa Elec Wire & Cable 144A 4/28/2010 100 Inactive Issue **
12:56 XYLCL Xyleco, Inc. Common 144A 4/28/2010 100 Inactive Issue **
12:56 YVKBY Yapi Ve Kredi Bankasi Reg S Gd 144A 4/28/2010 100 Inactive Issue **
12:56 ZHEJY Zhejiang Southeast Electric Power-B 144A 4/28/2010 100 Inactive Issue **
SYMBOL CHANGES
Updated Date Old Symbol New Symbol Name Comment
12:56 4/28/2010 AFNL AFNLQ AmTrust Financial Corporation Common Stock **
12:56 4/28/2010 AFYGE AFYG Affinity Gold Corp. Common Stocks **
12:56 4/28/2010 ESPIE ESPI ESP Resources, Inc. Common Stock **
12:56 4/28/2010 MSTOE MSTO Masterbeat Corporation. Common Stock **
NAME/SYMBOL CHANGES
Updated Date Old Symbol Old Name New Symbol New Name Comment
12:56 4/28/2010 ASGP ASF Group Inc Common Stock AMSA American Seniors Association Holding Group, Inc. Common Stock **
12:56 4/28/2010 DIAAF Diamant Art Corporation Ordinary Shares (Canada) DIAFD Diamant Art Corporation NEW Ordinary Shares (Canada) 1-5000 R/S **
12:56 4/28/2010 GOVX GeoVax Labs, Inc. Common Stock GOVXD GeoVax Labs, Inc. New Common Stock 1-50 R/S **
12:56 4/28/2010 LIQR Liquor Group Wholesale, Inc. Common Stock LIQRD Liquor Group Wholesale, Inc. New Common Stock 1-200 R/S **
12:56 4/28/2010 PNRR Pinnacle Resources, Inc. Common Stock IEAG Iron Eagle Group, Inc. Common Stock **
Private Placement Security Changes 4/27/2010 12:00:00 AM
There are no entries for Private Placement Security issues.
--------------------------------------------------------------------------------
All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
** indicates NSCC Eligible Security (National Securities Clearing Corporation)
Questions concerning OTCBB and Other-OTC changes should be directed to: FINRA Market Operations at (866)-776-0800
Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
©2007 FINRA. All rights reserved. | Legal Notices and Privacy Policy
