Followers | 6596 |
Posts | 449177 |
Boards Moderated | 14 |
Alias Born | 11/09/2000 |
Monday, April 26, 2010 6:24:00 PM
4/26 Daily List
OTCBB and Other-OTC System Changes - 4/26/2010 12:00:00 AM
OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS
Updated Symbol Company Name Effective Date OATS
Reportable
Flag Unit of
Trade Comments
07:45 DYAPE Dynamic Applications Corp. Common Stock 4/26/2010 Y 100 From BB (DYAPE)**
Portal System Changes 4/26/2010 12:00:00 AM
There are no entries for Portal issues.
Private Placement Security Changes 4/26/2010 12:00:00 AM
SECURITY ADDITIONS
Updated Symbol Company Name Effective Date OATS
Reportable
Flag Unit of
Trade Comments
18:01 ABPZF Arab Potash Co Ltd Sponsored GDR Reg S (Jordan) 4/27/2010 N 100 Symbol Reinstated
13:15 AENP American Energy Production, Inc. Common Stock 4/27/2010 Y 100 From BB (AENPE)**
13:15 AMRA American Racing Capital, Inc. Common Stock 4/27/2010 Y 100 Reinstated; Trading was Suspended not Revoked by the SEC**
13:15 ASPR Adsouth Partners, Inc. Common Stock 4/27/2010 Y 100 Reinstated; Trading was Suspended not Revoked by the SEC**
13:15 BCOE Beacon Energy Holdings, Inc. Common Stock 4/27/2010 Y 100 From BB (BCOEE)**
13:15 BRHC Buck-A-Roo$ Holding Corporation Common Stock 4/27/2010 Y 100 Reinstated; Trading was Suspended not Revoked by the SEC**
13:15 CALCQ California Coastal Communities Inc Common Stock 4/27/2010 Y 100 From G (CALC)**
17:17 CFOS CFO Consultants, Inc. Common Stock 4/27/2010 Y 100 From NBB (CFOS)
13:15 CGDI China Growth Development, Inc. Common Stock 4/27/2010 Y 100 From BB (CGDIE)**
17:17 CYYYF Canadian Energy Service Common Shares (Canada) 4/27/2010 Y 100
13:15 DDSU DDS Technologies USA, Inc. Common Stock 4/27/2010 Y 100 Reinstated; Trading was Suspended not Revoked by the SEC**
13:15 DFSH Defense Solutions Holding, Inc. Common Stock 4/27/2010 Y 100 From BB (DFSHE)**
13:15 ECOG Eco Global Corporation Common Stock 4/27/2010 Y 100 From BB (ECOGE)**
13:15 FOUR 4C Controls Inc.Common Stock 4/27/2010 Y 100 From BB (FOURE)**
13:15 GMDP Global Medical Products Holdings Inc 4/27/2010 Y 100 Reinstated; Trading was Suspended not Revoked by the SEC**
13:15 MKBAF Mukuba Res Ltd Common Shares (Canada) 4/27/2010 Y 100
13:15 NOBV Noble Innovations, Inc. Common Stock 4/27/2010 Y 100 From BB (NOBVE)**
13:15 PGRI Platinum Energy Resources, Inc. Common Stock 4/27/2010 Y 100 From BB (PGRIE)**
17:17 PNHV Piranha Ventures, Inc. Common Stock 4/27/2010 Y 100 From NBB (PNHV)
13:15 PSGI Prime Star Group, Inc. Common Stock 4/27/2010 Y 100 From BB (PSGIE)**
17:17 SFOOF Sino Grandness Food Industry Group Ltd Ordinary Shares (Singapore) 4/27/2010 Y 100
13:15 SNEY Sunergy, Inc. Common Stock 4/27/2010 Y 100 From BB (SNEYE)**
13:15 STJC Saint James Company (The) Common Stock 4/27/2010 Y 100 From BB (STJCE)**
17:17 TBNGY Tambang Batubara Bukit Asam TBK Unspomsored ADR 4/27/2010 Y 100
13:15 TRRE Terra Energy Resources, Ltd. Common Stock 4/27/2010 Y 100 From BB (TRREE)**
17:17 TSCUY Transcu Group Ltd Unsponsored ADR (Singapore) 4/27/2010 Y 100
13:15 UTEI UTEC, Inc. Common Stock 4/27/2010 Y 100 From NBB (UTEI)**
13:15 VECT VECTr Systems, Inc. Common Stock 4/27/2010 Y 100 Reinstated; Trading was Suspended not Revoked by the SEC**
13:15 XCEL Xcellink International Inc. Common stock 4/27/2010 Y 100 From BB (XCELE)**
17:17 YGNMY Yongnam Holdings Ltd Unsponsored ADR (Singapore) 4/27/2010 Y 100
13:15 ZLUS Zealous, Inc. Common Stock 4/27/2010 Y 100 From BB (ZLUSE)**
17:17 ZOBEY Z-Obee Holdings Ltd Unsponsored ADR (Bermuda) 4/27/2010 Y 100
SECURITY DELETIONS
Updated Symbol Company Name Effective Date Unit of
Trade Comments
07:45 DYAPE Dynamic Applications Corp. Common Stock 4/26/2010 100 Failure to comply with Rule 15c2-11; Added to NBB (DYAPE)**
Portal System Changes 4/26/2010 12:00:00 AM
SECURITY DELETIONS
Updated Symbol Company Name Effective Date Unit of
Trade Comments
18:01 ADSRW ADVANSTAR HOLDINGS CORP. 144A WT 10/15/2011 4/27/2010 100 Inactive Security**
13:15 AENPE American Energy Production, Inc. Common Stock 4/27/2010 100 Failure To Comply With NASD 6530; Added to NBB (AENP)**
13:15 ARRPL Atrium Corp. Wt Exp 144A 12/31/2012 4/27/2010 100 Inactive Issue
13:15 ARZMY Arvind Limited GDR 144A 4/27/2010 100 Inactive Issue **
13:15 ASWZY Arisawa Maunufacturing Jpy50 144A 4/27/2010 100 Inactive Issue **
18:01 AWAIL America West Airlines Inc. 144A Common Stock 4/27/2010 100 Inactive Security**
13:15 BAAHY Bank Austria Ag Part Ctf 144A 4/27/2010 100 Inactive Issue **
13:15 BBRML Barclays Bk Plc Sh Ctf on Brushman India Ltd 144A 10/04/2012 4/27/2010 100 Inactive Security
13:15 BBTPL Barclays Bk Plc Sh Ctf on Tata Pwr Co Ltd 144A 10/16/2012 (United Kingdom) 4/27/2010 100 Inactive Security
13:15 BCBIL Barclays Bk Plc Sh Ctf on Central Bk of India 144A 08/24/2012 (United Kingdom) 4/27/2010 100 Inactive Security
13:15 BCCNL Barclays Bk Plc Sh Ctf on Consolidated 144A Construction Cornsortium Ltd 10/24/2012 (United Kingdom) 4/27/2010 100 Inactive Security
13:15 BCOEE Beacon Energy Holdings, Inc. Common Stock 4/27/2010 100 Failure To Comply With NASD 6530; Added to NBB (BCOE)**
13:15 BGTCY Blagovno Trgovinski Center Ord 144A 4/27/2010 100 Inactive Issue **
13:15 BHNDY Bank Handlowy W Warszawie Sa 144A 4/27/2010 100 Inactive Issue **
13:15 BHSFL Big Horn Structured Fdg CDO 2007 1 Ltd Preferred 144A (Cayman Islands) 4/27/2010 100 Inactive Security
13:15 BJBFL Barclays Bk Plc Sh Ctf on JBF Inds Ltd 144A (United Kingdom) 4/27/2010 100 Inactive Security
13:15 BLPRY Ballarpur Industries Ltd Ord 144A 4/27/2010 100 Inactive Issue **
13:15 BNPSY Benpres Holdings Corp Ord 144A 4/27/2010 100 Inactive Issue **
18:01 BOLEL Bausch & Lomb Incorporated 144A Common Stock 4/27/2010 100 Inactive Security**
13:15 BPGIL Barclays Bk Plc Sh ctf on Power Grid Corp 144A India Limited 10/11/2012 (United Kingdom) 4/27/2010 100 Inactive Security
13:15 BSDQY Bompreco Supermer Nordest Pfd 144A 4/27/2010 100 Inactive Issue **
13:15 BUTVL Barclays Bk Plc Sh Ctfs on UTV Software 144A Communications 08/31/2012 (United Kingdom) 4/27/2010 100 Inactive Security
13:15 BVFIL Barclays Bk Plc Sh Ctf on Visesh Infotecnics Ltd 144A 10/04/2012 (United Kingdom) 4/27/2010 100 Inactive Security
13:15 BVGAY Banco Bilbao Vizcaya Pfd B 144A 4/27/2010 100 Inactive Issue **
13:15 CBDFY Companhia Brassileira De Distribuicao GDR 144A 4/27/2010 100 Inactive Issue **
18:01 CBTBW Corporate Backed Trust Certs 144A 2003-11 Kraft Foods Inc. Call Warrant A-1 11/01/2031 4/27/2010 100 Inactive Security**
18:01 CBTQW Corporate Backed Trust Certs 144A 2003-11 Kraft Foods Inc. Call Warrant A-2 11/01/2031 4/27/2010 100 Inactive Security**
13:15 CESKY Ceska Sporitelna 144A 4/27/2010 100 Inactive Issue **
13:15 CFNPY Compagnie Fin Pour L'Eur Cent 144A 4/27/2010 100 Inactive Issue **
17:17 CFOS CFO Consultants, Inc. Common Stock 4/27/2010 100 Added to OTCBB
13:15 CGDIE China Growth Development, Inc. Common Stock 4/27/2010 100 Failure To Comply With NASD 6530; Added to NBB (CGDI)**
13:15 CIPZY Corp Interbanc B Shs Reg S Gdr 144A 4/27/2010 100 Inactive Issue **
13:15 CNRFY Consorcio Ara Sa De Cv Ord 144A 4/27/2010 100 Inactive Issue **
13:15 CSCUY Cesc Ltd Ord 144A 4/27/2010 100 Inactive Issue **
13:15 CSHGY Consorcio Hogar Sa De Cv Ord 144A 4/27/2010 100 Inactive Issue **
18:01 CSMFF CSAM Funding III 144A Preferred Shares 4/27/2010 100 Inactive Security**
13:15 DFSHE Defense Solutions Holding, Inc. Common Stock 4/27/2010 100 Failure To Comply With NASD 6530; Added to NBB (DFSH)**
18:01 DKFDP Duke Funding V Ltd. 144A Preferred Shares 4/27/2010 100 Inactive Security**
13:15 ECOGE Eco Global Corporation Common Stock 4/27/2010 100 Failure To Comply With NASD 6530; Added to NBB (ECOG)**
13:15 EVGQY Evergreen Marine Corp Ltd Ord 144A 4/27/2010 100 Inactive Issue **
13:15 FBAQL FB Acquisition LLC Cl A Preferred Equity Units 144A 4/27/2010 100 Inactive Security
18:01 FNXML FNX Mining Company, Inc. 144A Common 4/27/2010 100 Inactive Security**
13:15 FOURE 4C Controls Inc.Common Stock 4/27/2010 100 Failure To Comply With NASD 6530; Added to NBB (FOUR)**
18:01 FRPFP First Republic Preferred Capital Corp. II 144A Perp Preferred Series B 8.75% 4/27/2010 100 Inactive Security**
18:01 FSHZL Fisher Scientific International Inc. 144A Common 4/27/2010 100 Inactive Security**
13:15 FUISY Fubon Financial Holding Company, Ltd. Spons GDR 144A 4/27/2010 100 Inactive Issue **
13:15 GBPXY Graboplast Textiles Rt Aust Ct 144A 4/27/2010 100 Inactive Issue **
18:01 GLDTP Golden Tree Loan Opportunities II Ltd. 144A Pfd Shares 3C7 4/27/2010 100 Inactive Security**
13:15 GRCBL GENERAL CABLE CORP Common 144A 4/27/2010 100 Inactive Security
13:15 GSMKY GSMSC 2007 NIM4 Ltd Ordinary Shares 144A (Cayman Islands) 4/27/2010 100 Inactive Security
13:15 GUJVY Gujarat Narmada Valley Fertilizers Co Ltd 144A GDR (India) 4/27/2010 100 Inactive Issue **
13:15 HABOL Harborview NIM CI 15 Corp Pref shares A 144A (Cayman Islands) 4/27/2010 100 Inactive Security
13:15 HIFCY Himachal Futuristic Comm 144A 4/27/2010 100 Inactive Issue **
18:01 HNSRY Hannstar Display Corporation 144A Global Depository Receipts (Taiwan) 4/27/2010 100 Inactive Security**
13:15 IAMZY India Cement Ltd Reg S Gdr 144A 4/27/2010 100 Inactive Issue **
13:15 IDRMY Indo Rama Synthetics India Ltd 144A GDR 4/27/2010 100 Inactive Issue **
13:15 IDZPY Indosuez Hldgs Sca Pref A Shs 144A 4/27/2010 100 Inactive Issue **
13:15 IGFDL Integral Fdg Ltd Preferred 144A (Cayman Islands) 4/27/2010 100 Inactive Security
18:01 IPRWY International Power Plc 144A 4/27/2010 100 Inactive Security**
13:15 JCCTY Jct Ltd Ord 144A 4/27/2010 100 Inactive Issue **
13:15 JCTFL J P Morgan Intl Derivatives Ltd Taiwanese Low Exercise Price 144A 3C7 Wt Lkd Chinatrust Finl Hldg Co Ltd 09/09/2013 (Jersey) 4/27/2010 100 Inactive Issue
13:15 JCTFY J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt Lkd to USHA Martin Ltd 14A 3C7 09/03/2013 (Jersey) 4/27/2010 100 Inactive Issue
13:15 JHPEL J. P. Morgan International Derivatives Ltd. Chinese Low Exercise Price Warrant 144A 3C7 Henan Pinggao Elec Co Ltd 08/08/2012 (Jersey) 4/27/2010 100 Inactive Security
13:15 JOOEL J. P. Morgan International Derivatives Ltd. Chinese Low Exercise Price Warrant 144A 3C7 Offshore Oil Engineering 08/08/2012 (Jersey) 4/27/2010 100 Inactive Security
13:15 JPEKL J P Morgan Intl Derivatives Ltd Indian Low Exercise Price wt 144A 3C7 Everest Kanto Cylinder Ltd 09/02/2013 (Jersey) 4/27/2010 100 Inactive Issue
13:15 JPLTL J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt 144A 3C7 Larsen & Toubro Ltd 09/24/2013 (Jersey) 4/27/2010 100 Inactive Issue
13:15 JPPGL J. P. Morgan International Derivatives Ltd. Indian Low Exercise Price Wt 144A 3C7 Power Grid Corp of India Ltd 09/27/2012 (Jersey) 4/27/2010 100 Inactive Security
13:15 JPPTL J. P. Morgan International Derivatives Ltd. Taiwanese Low Exercise Price 144A 3C7 Wt Powertech Tech Inc 09/28/2012 (Jersey) 4/27/2010 100 Inactive Security
13:15 JSCBL SB Real Estate JT Stk Co Sponsored GDR 144A (Georgia) 4/27/2010 100 Inactive Issue
13:15 JSYML J. P. Morgan International Derivatives Ltd. Chinese Low Exercise Price Warrant 144A 3C7 Shenyang Machine Tool Co 08/08/2012 (Jersey) 4/27/2010 100 Inactive Security
13:15 JTILL J. P. Morgan International Derivatives Ltd. Indian Low Exercise Price Warrant 144A 3C7 Titan Inds Ltd (Jersey) 4/27/2010 100 Inactive Security
13:15 KMRAY Kemira Oyj Ord 144A 4/27/2010 100 Inactive Issue **
13:15 KMROY Kemira Oyj Ord 144A 4/27/2010 100 Inactive Issue **
13:15 KRDBY Kredyt Bank Jsc Sa 144A 4/27/2010 100 Inactive Issue **
13:15 LACCL Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A ACC Ltd 09/07/2012 (Luxembourg) 4/27/2010 100 Inactive Security
13:15 LBFHL Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Fortis Healthcare Ltd 09/24/2012 (Luxembourg) 4/27/2010 100 Inactive Security
13:15 LBGNL Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Gujarat Nre Coke Ltd 09/05/2012 (Luxembourg) 4/27/2010 100 Inactive Security
13:15 LBGSL Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Gujarat State Petronet Ltd 09/05/2012 (Luxembourg) 4/27/2010 100 Inactive Security
13:15 LBIEL Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A 09/27/2012 (Luxembourg) 4/27/2010 100 Inactive Security
13:15 LBMSL Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A on Maruti Suzuki Ltd 10/12/2012 (Luxembourg) 4/27/2010 100 Inactive Security
13:15 LBREL Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Indiabulls Real Estate Ltd 09/05/2012 (Luxembourg) 4/27/2010 100 Inactive Security
13:15 LBUTL Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Unitech Ltd 10/04/2012 (Luxembourg) 4/27/2010 100 Inactive Security
13:15 LCCBL Lehman Bros Luxembourg Equity Fin S A China Low Exercise Price 144A Wt China Constr Bk 10/15/2012 (Luxembourg) 4/27/2010 100 Inactive Security
18:01 LESDW Lehman Brothers Holdings, Inc. 144A 4/27/2010 100 Inactive Security**
13:15 LGMRL Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A on GMR Infrastructure Ltd 10/12/2012 (Luxembourg) 4/27/2010 100 Inactive Security
13:15 LIDFL Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Infrastructure Dev Fin Co Ltd 09/07/2012 (Luxembourg) 4/27/2010 100 Inactive Security
13:15 LJPFY Lojas Arapua Ord 144A 4/27/2010 100 Inactive Issue **
13:15 LMMLY Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Warrant 144A Mahindra & Mahindra Ltd 09/07/2012 (Luxembourg) 4/27/2010 100 Inactive Security
13:15 LNPLY Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Nt Pc Ltd 09/07/2012 (Luxembourg) 4/27/2010 100 Inactive Security
13:15 LRELL Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Reliance Energy Ltd 10/01/2012 (Luxembourg) 4/27/2010 100 Inactive Security
13:15 LSZEL Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Suzlon Energy Ltd 09/07/2012 (Luxembourg) 4/27/2010 100 Inactive Security
13:15 LTEIL Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Triveni Engineering & Inds Ltd 10/01/2012 (Luxembourg) 4/27/2010 100 Inactive Securtiy
13:15 MGYXY Mol Magyar Olay Es Gazipari Rt 144A 4/27/2010 100 Inactive Issue **
13:15 MHBOY Morgan Stanley B V 144A Delta CTF Linked Performance (Fortress Invt Group LLC) 4/27/2010 100 Inactive Issue
13:15 MHTNY Mahanagar Telephone Nigam Ltd 144A 4/27/2010 100 Inactive Issue **
13:15 NGTCL Northgate Technologies Ltd Sponsored GDR 144A (India) 4/27/2010 100 Inactive Security
18:01 NNYAY Nanya Technology Corp 144A Sponsored GDR 4/27/2010 100 Inactive Security**
13:15 NOBVE Noble Innovations, Inc. Common Stock 4/27/2010 100 Failure To Comply With NASD 6530; Added to NBB (NOBV)**
13:15 NPIDY Nepc India Ltd Ord 144A 4/27/2010 100 Inactive Issue **
13:15 ODIAF Odim Asa Ordinary Shares (Norway) 4/27/2010 100 Acquisition/Merger
13:15 OGKJL OGK 2 JSC GDR 144A (Russia) 4/27/2010 100 Inactive Security
13:15 OTPIY Otp Bank Ltd Ord 144A 4/27/2010 100 Inactive Issue **
13:15 PEPPY Portucel Empresa Produtora De Pasta De Papel SA 144A 4/27/2010 100 Inactive Issue **
13:15 PGRIE Platinum Energy Resources, Inc. Common Stock 4/27/2010 100 Failure To Comply With NASD 6530; Added to NBB (PGRI)**
17:17 PNHV Piranha Ventures, Inc. Common Stock 4/27/2010 100 Added to OTCBB
13:15 PPULY Populi JSC Sponsored GDR 144A 4/27/2010 100 Inactive Issue
13:15 PSGIE Prime Star Group, Inc. Common Stock 4/27/2010 100 Failure To Comply With NASD 6530; Added to NBB (PSGI)**
13:15 PTKWY Pt Kawasan Industry Jababeka TBK Global Depository Receipt 144A 4/27/2010 100 Inactive Issue **
13:15 RYWLY Raymond Ltd Reg S Gdr 144A 4/27/2010 100 Inactive Issue **
13:15 SAPQY Sap Ag Systeme Dm5 144A 4/27/2010 100 Inactive Issue **
13:15 SBRKL Sims Benchmark IV LLC Cl A Equity Unit 144A 4/27/2010 100 Inactive Issue
18:01 SHFCL Sheffield Steel Corporation 144A Common 4/27/2010 100 Inactive Security**
13:15 SNEYE Sunergy, Inc. Common Stock 4/27/2010 100 Failure To Comply With NASD 6530; Added to NBB (SNEY)**
18:01 SNPUY Sunplus Technology Co Ltd 144A GDR New (Taiwan) 4/27/2010 100 Inactive Security**
13:15 STJCE Saint James Company (The) Common Stock 4/27/2010 100 Failure To Comply With NASD 6530; Added to NBB (STJC)**
13:15 TCHPQ Telechips Corp Common Stock 4/27/2010 100 Inactive Security**
18:01 TCTYL Town & Country Trust (The) 144A Common Stock 4/27/2010 100 Inactive Security**
13:15 TDDAQ Three D Departments Inc Cl A Common Stock 4/27/2010 100 12(j) Registration Revoked by SEC
13:15 TDDBQ Three D Departments Inc Cl A Common Stock 4/27/2010 100 12(j) Registration Revoked by SEC
13:15 TGTL Tiger Telematics, Inc. New Common Stock 4/27/2010 100 12(j) Registration Revoked by SEC
13:15 TGTS Tangent Solutions, Inc. Common Stock 4/27/2010 100 12(j) Registration Revoked by SEC
13:15 TISM TIS Mortgage Investment Company Common Stock 4/27/2010 100 12(j) Registration Revoked by SEC
13:15 TLNIY Teliani VY Sponsored GDR 144A 4/27/2010 100 Inactive Issue
13:15 TMSTA Thomaston Mills, Inc. Class A Common Stock 4/27/2010 100 12(j) Registration Revoked by SEC
13:15 TRREE Terra Energy Resources, Ltd. Common Stock 4/27/2010 100 Failure To Comply With NASD 6530; Added to NBB (TRRE)**
13:15 TZMT Telzuit Medical Technologies, Inc. Common Stock 4/27/2010 100 12(j) Registration Revoked by SEC
13:15 UBCEM UBS AG LONDON BRH Low Exercise Call Wt Linked to Lloyd Electric & Engineering 4/27/2010 100 Inactive Issue
13:15 UBCEN UBS AG LONDON BRH Low Exercise Call Wt Linked to Gokaldas Exports Ltd 144A 4/27/2010 100 Inactive Issue
13:15 UBSOL UBS AG LONDON BRH Low Exercise Call Warrant on 144A S-Oil Corp 09/03/2010 (United Kingdom) 4/27/2010 100 Inactive Security
13:15 UBTSJ UBS AG LONDON BRH 144A Low Exercise Call Wt on Kookmin Bk (United Kingdom) 4/27/2010 100 Inactive Security
13:15 UKTGL UBS AG LONDON BRH Low Exercise Call Warrant on 144A KT&G Corp 09/03/2010 (United Kingdom) 4/27/2010 100 Inactive Security
13:15 UPEZY Uni-President Enterprises Corp Ord 144A 4/27/2010 100 Inactive Issue **
13:15 UTEI UTEC, Inc. Common Stock 4/27/2010 100 Added to OTCBB (UTEI)**
18:01 WNTKY Wintek Corporation 144A Spons GDR 4/27/2010 100 Inactive Security**
13:15 XCELE Xcellink International Inc. Common stock 4/27/2010 100 Failure To Comply With NASD 6530; Added to NBB (XCEL)**
13:15 XXBBS Boston Cap Tax Cred 04 Limited Partnership 4/27/2010 1 Inactive Security**
13:15 ZLUSE Zealous, Inc. Common Stock 4/27/2010 100 Failure To Comply With NASD 6530; Added to NBB (ZLUS)**
SYMBOL CHANGES
Updated Date Old Symbol New Symbol Name Comment
13:15 4/27/2010 ADSYE ADSY Ad Systems Communications, Inc. Common Stock **
13:15 4/27/2010 DYAPE DYAP Dynamic Applications Corp. Common Stock **
13:15 4/27/2010 FNDME FNDM Fund.com Inc. Class A Common Stock **
13:15 4/27/2010 PTCPE PTCP Petrocorp Inc. Common Stock **
NAME/SYMBOL CHANGES
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:15 4/27/2010 APYI Aspyra, Inc. Common Stock APYID Aspyra, Inc. New Common Stock 1-101 R/S **
13:15 4/27/2010 BRST Burst.com, Inc. Common Stock DEMO Democrasoft, Inc. Common Stock **
17:17 4/27/2010 CANNF Cannasat Therapeutics Inc Common (Canada) CYNAF Cynapsus Therapeutics Inc Common (Canada)
13:15 4/27/2010 MHLN microHelix, Inc. Common Stock New CPYT CarePayment Technologies, Inc. Common Stock 1-10 R/S **
13:15 4/27/2010 NCNC New Century Companies Inc Common Stock USAE U.S. Aerospace, Inc. Common Stock **
17:17 4/27/2010 ROGFF Roxgold Inc. Ordinary Shares (Canada) ROGFD Roxgold Inc. Ordinary Shares (Canada) 1-3 r/s
17:17 4/27/2010 YMIRF Yamiri Gold & Energy Inc Common Shares (Canada) CPOTF Cannon Point Resources Ltd Common Shares (Canada)
--------------------------------------------------------------------------------
All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
** indicates NSCC Eligible Security (National Securities Clearing Corporation)
Questions concerning OTCBB and Other-OTC changes should be directed to: FINRA Market Operations at (866)-776-0800
Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
©2007 FINRA. All rights reserved. | Legal Notices and Privacy Policy
OTCBB and Other-OTC System Changes - 4/26/2010 12:00:00 AM
OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS
Updated Symbol Company Name Effective Date OATS
Reportable
Flag Unit of
Trade Comments
07:45 DYAPE Dynamic Applications Corp. Common Stock 4/26/2010 Y 100 From BB (DYAPE)**
Portal System Changes 4/26/2010 12:00:00 AM
There are no entries for Portal issues.
Private Placement Security Changes 4/26/2010 12:00:00 AM
SECURITY ADDITIONS
Updated Symbol Company Name Effective Date OATS
Reportable
Flag Unit of
Trade Comments
18:01 ABPZF Arab Potash Co Ltd Sponsored GDR Reg S (Jordan) 4/27/2010 N 100 Symbol Reinstated
13:15 AENP American Energy Production, Inc. Common Stock 4/27/2010 Y 100 From BB (AENPE)**
13:15 AMRA American Racing Capital, Inc. Common Stock 4/27/2010 Y 100 Reinstated; Trading was Suspended not Revoked by the SEC**
13:15 ASPR Adsouth Partners, Inc. Common Stock 4/27/2010 Y 100 Reinstated; Trading was Suspended not Revoked by the SEC**
13:15 BCOE Beacon Energy Holdings, Inc. Common Stock 4/27/2010 Y 100 From BB (BCOEE)**
13:15 BRHC Buck-A-Roo$ Holding Corporation Common Stock 4/27/2010 Y 100 Reinstated; Trading was Suspended not Revoked by the SEC**
13:15 CALCQ California Coastal Communities Inc Common Stock 4/27/2010 Y 100 From G (CALC)**
17:17 CFOS CFO Consultants, Inc. Common Stock 4/27/2010 Y 100 From NBB (CFOS)
13:15 CGDI China Growth Development, Inc. Common Stock 4/27/2010 Y 100 From BB (CGDIE)**
17:17 CYYYF Canadian Energy Service Common Shares (Canada) 4/27/2010 Y 100
13:15 DDSU DDS Technologies USA, Inc. Common Stock 4/27/2010 Y 100 Reinstated; Trading was Suspended not Revoked by the SEC**
13:15 DFSH Defense Solutions Holding, Inc. Common Stock 4/27/2010 Y 100 From BB (DFSHE)**
13:15 ECOG Eco Global Corporation Common Stock 4/27/2010 Y 100 From BB (ECOGE)**
13:15 FOUR 4C Controls Inc.Common Stock 4/27/2010 Y 100 From BB (FOURE)**
13:15 GMDP Global Medical Products Holdings Inc 4/27/2010 Y 100 Reinstated; Trading was Suspended not Revoked by the SEC**
13:15 MKBAF Mukuba Res Ltd Common Shares (Canada) 4/27/2010 Y 100
13:15 NOBV Noble Innovations, Inc. Common Stock 4/27/2010 Y 100 From BB (NOBVE)**
13:15 PGRI Platinum Energy Resources, Inc. Common Stock 4/27/2010 Y 100 From BB (PGRIE)**
17:17 PNHV Piranha Ventures, Inc. Common Stock 4/27/2010 Y 100 From NBB (PNHV)
13:15 PSGI Prime Star Group, Inc. Common Stock 4/27/2010 Y 100 From BB (PSGIE)**
17:17 SFOOF Sino Grandness Food Industry Group Ltd Ordinary Shares (Singapore) 4/27/2010 Y 100
13:15 SNEY Sunergy, Inc. Common Stock 4/27/2010 Y 100 From BB (SNEYE)**
13:15 STJC Saint James Company (The) Common Stock 4/27/2010 Y 100 From BB (STJCE)**
17:17 TBNGY Tambang Batubara Bukit Asam TBK Unspomsored ADR 4/27/2010 Y 100
13:15 TRRE Terra Energy Resources, Ltd. Common Stock 4/27/2010 Y 100 From BB (TRREE)**
17:17 TSCUY Transcu Group Ltd Unsponsored ADR (Singapore) 4/27/2010 Y 100
13:15 UTEI UTEC, Inc. Common Stock 4/27/2010 Y 100 From NBB (UTEI)**
13:15 VECT VECTr Systems, Inc. Common Stock 4/27/2010 Y 100 Reinstated; Trading was Suspended not Revoked by the SEC**
13:15 XCEL Xcellink International Inc. Common stock 4/27/2010 Y 100 From BB (XCELE)**
17:17 YGNMY Yongnam Holdings Ltd Unsponsored ADR (Singapore) 4/27/2010 Y 100
13:15 ZLUS Zealous, Inc. Common Stock 4/27/2010 Y 100 From BB (ZLUSE)**
17:17 ZOBEY Z-Obee Holdings Ltd Unsponsored ADR (Bermuda) 4/27/2010 Y 100
SECURITY DELETIONS
Updated Symbol Company Name Effective Date Unit of
Trade Comments
07:45 DYAPE Dynamic Applications Corp. Common Stock 4/26/2010 100 Failure to comply with Rule 15c2-11; Added to NBB (DYAPE)**
Portal System Changes 4/26/2010 12:00:00 AM
SECURITY DELETIONS
Updated Symbol Company Name Effective Date Unit of
Trade Comments
18:01 ADSRW ADVANSTAR HOLDINGS CORP. 144A WT 10/15/2011 4/27/2010 100 Inactive Security**
13:15 AENPE American Energy Production, Inc. Common Stock 4/27/2010 100 Failure To Comply With NASD 6530; Added to NBB (AENP)**
13:15 ARRPL Atrium Corp. Wt Exp 144A 12/31/2012 4/27/2010 100 Inactive Issue
13:15 ARZMY Arvind Limited GDR 144A 4/27/2010 100 Inactive Issue **
13:15 ASWZY Arisawa Maunufacturing Jpy50 144A 4/27/2010 100 Inactive Issue **
18:01 AWAIL America West Airlines Inc. 144A Common Stock 4/27/2010 100 Inactive Security**
13:15 BAAHY Bank Austria Ag Part Ctf 144A 4/27/2010 100 Inactive Issue **
13:15 BBRML Barclays Bk Plc Sh Ctf on Brushman India Ltd 144A 10/04/2012 4/27/2010 100 Inactive Security
13:15 BBTPL Barclays Bk Plc Sh Ctf on Tata Pwr Co Ltd 144A 10/16/2012 (United Kingdom) 4/27/2010 100 Inactive Security
13:15 BCBIL Barclays Bk Plc Sh Ctf on Central Bk of India 144A 08/24/2012 (United Kingdom) 4/27/2010 100 Inactive Security
13:15 BCCNL Barclays Bk Plc Sh Ctf on Consolidated 144A Construction Cornsortium Ltd 10/24/2012 (United Kingdom) 4/27/2010 100 Inactive Security
13:15 BCOEE Beacon Energy Holdings, Inc. Common Stock 4/27/2010 100 Failure To Comply With NASD 6530; Added to NBB (BCOE)**
13:15 BGTCY Blagovno Trgovinski Center Ord 144A 4/27/2010 100 Inactive Issue **
13:15 BHNDY Bank Handlowy W Warszawie Sa 144A 4/27/2010 100 Inactive Issue **
13:15 BHSFL Big Horn Structured Fdg CDO 2007 1 Ltd Preferred 144A (Cayman Islands) 4/27/2010 100 Inactive Security
13:15 BJBFL Barclays Bk Plc Sh Ctf on JBF Inds Ltd 144A (United Kingdom) 4/27/2010 100 Inactive Security
13:15 BLPRY Ballarpur Industries Ltd Ord 144A 4/27/2010 100 Inactive Issue **
13:15 BNPSY Benpres Holdings Corp Ord 144A 4/27/2010 100 Inactive Issue **
18:01 BOLEL Bausch & Lomb Incorporated 144A Common Stock 4/27/2010 100 Inactive Security**
13:15 BPGIL Barclays Bk Plc Sh ctf on Power Grid Corp 144A India Limited 10/11/2012 (United Kingdom) 4/27/2010 100 Inactive Security
13:15 BSDQY Bompreco Supermer Nordest Pfd 144A 4/27/2010 100 Inactive Issue **
13:15 BUTVL Barclays Bk Plc Sh Ctfs on UTV Software 144A Communications 08/31/2012 (United Kingdom) 4/27/2010 100 Inactive Security
13:15 BVFIL Barclays Bk Plc Sh Ctf on Visesh Infotecnics Ltd 144A 10/04/2012 (United Kingdom) 4/27/2010 100 Inactive Security
13:15 BVGAY Banco Bilbao Vizcaya Pfd B 144A 4/27/2010 100 Inactive Issue **
13:15 CBDFY Companhia Brassileira De Distribuicao GDR 144A 4/27/2010 100 Inactive Issue **
18:01 CBTBW Corporate Backed Trust Certs 144A 2003-11 Kraft Foods Inc. Call Warrant A-1 11/01/2031 4/27/2010 100 Inactive Security**
18:01 CBTQW Corporate Backed Trust Certs 144A 2003-11 Kraft Foods Inc. Call Warrant A-2 11/01/2031 4/27/2010 100 Inactive Security**
13:15 CESKY Ceska Sporitelna 144A 4/27/2010 100 Inactive Issue **
13:15 CFNPY Compagnie Fin Pour L'Eur Cent 144A 4/27/2010 100 Inactive Issue **
17:17 CFOS CFO Consultants, Inc. Common Stock 4/27/2010 100 Added to OTCBB
13:15 CGDIE China Growth Development, Inc. Common Stock 4/27/2010 100 Failure To Comply With NASD 6530; Added to NBB (CGDI)**
13:15 CIPZY Corp Interbanc B Shs Reg S Gdr 144A 4/27/2010 100 Inactive Issue **
13:15 CNRFY Consorcio Ara Sa De Cv Ord 144A 4/27/2010 100 Inactive Issue **
13:15 CSCUY Cesc Ltd Ord 144A 4/27/2010 100 Inactive Issue **
13:15 CSHGY Consorcio Hogar Sa De Cv Ord 144A 4/27/2010 100 Inactive Issue **
18:01 CSMFF CSAM Funding III 144A Preferred Shares 4/27/2010 100 Inactive Security**
13:15 DFSHE Defense Solutions Holding, Inc. Common Stock 4/27/2010 100 Failure To Comply With NASD 6530; Added to NBB (DFSH)**
18:01 DKFDP Duke Funding V Ltd. 144A Preferred Shares 4/27/2010 100 Inactive Security**
13:15 ECOGE Eco Global Corporation Common Stock 4/27/2010 100 Failure To Comply With NASD 6530; Added to NBB (ECOG)**
13:15 EVGQY Evergreen Marine Corp Ltd Ord 144A 4/27/2010 100 Inactive Issue **
13:15 FBAQL FB Acquisition LLC Cl A Preferred Equity Units 144A 4/27/2010 100 Inactive Security
18:01 FNXML FNX Mining Company, Inc. 144A Common 4/27/2010 100 Inactive Security**
13:15 FOURE 4C Controls Inc.Common Stock 4/27/2010 100 Failure To Comply With NASD 6530; Added to NBB (FOUR)**
18:01 FRPFP First Republic Preferred Capital Corp. II 144A Perp Preferred Series B 8.75% 4/27/2010 100 Inactive Security**
18:01 FSHZL Fisher Scientific International Inc. 144A Common 4/27/2010 100 Inactive Security**
13:15 FUISY Fubon Financial Holding Company, Ltd. Spons GDR 144A 4/27/2010 100 Inactive Issue **
13:15 GBPXY Graboplast Textiles Rt Aust Ct 144A 4/27/2010 100 Inactive Issue **
18:01 GLDTP Golden Tree Loan Opportunities II Ltd. 144A Pfd Shares 3C7 4/27/2010 100 Inactive Security**
13:15 GRCBL GENERAL CABLE CORP Common 144A 4/27/2010 100 Inactive Security
13:15 GSMKY GSMSC 2007 NIM4 Ltd Ordinary Shares 144A (Cayman Islands) 4/27/2010 100 Inactive Security
13:15 GUJVY Gujarat Narmada Valley Fertilizers Co Ltd 144A GDR (India) 4/27/2010 100 Inactive Issue **
13:15 HABOL Harborview NIM CI 15 Corp Pref shares A 144A (Cayman Islands) 4/27/2010 100 Inactive Security
13:15 HIFCY Himachal Futuristic Comm 144A 4/27/2010 100 Inactive Issue **
18:01 HNSRY Hannstar Display Corporation 144A Global Depository Receipts (Taiwan) 4/27/2010 100 Inactive Security**
13:15 IAMZY India Cement Ltd Reg S Gdr 144A 4/27/2010 100 Inactive Issue **
13:15 IDRMY Indo Rama Synthetics India Ltd 144A GDR 4/27/2010 100 Inactive Issue **
13:15 IDZPY Indosuez Hldgs Sca Pref A Shs 144A 4/27/2010 100 Inactive Issue **
13:15 IGFDL Integral Fdg Ltd Preferred 144A (Cayman Islands) 4/27/2010 100 Inactive Security
18:01 IPRWY International Power Plc 144A 4/27/2010 100 Inactive Security**
13:15 JCCTY Jct Ltd Ord 144A 4/27/2010 100 Inactive Issue **
13:15 JCTFL J P Morgan Intl Derivatives Ltd Taiwanese Low Exercise Price 144A 3C7 Wt Lkd Chinatrust Finl Hldg Co Ltd 09/09/2013 (Jersey) 4/27/2010 100 Inactive Issue
13:15 JCTFY J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt Lkd to USHA Martin Ltd 14A 3C7 09/03/2013 (Jersey) 4/27/2010 100 Inactive Issue
13:15 JHPEL J. P. Morgan International Derivatives Ltd. Chinese Low Exercise Price Warrant 144A 3C7 Henan Pinggao Elec Co Ltd 08/08/2012 (Jersey) 4/27/2010 100 Inactive Security
13:15 JOOEL J. P. Morgan International Derivatives Ltd. Chinese Low Exercise Price Warrant 144A 3C7 Offshore Oil Engineering 08/08/2012 (Jersey) 4/27/2010 100 Inactive Security
13:15 JPEKL J P Morgan Intl Derivatives Ltd Indian Low Exercise Price wt 144A 3C7 Everest Kanto Cylinder Ltd 09/02/2013 (Jersey) 4/27/2010 100 Inactive Issue
13:15 JPLTL J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt 144A 3C7 Larsen & Toubro Ltd 09/24/2013 (Jersey) 4/27/2010 100 Inactive Issue
13:15 JPPGL J. P. Morgan International Derivatives Ltd. Indian Low Exercise Price Wt 144A 3C7 Power Grid Corp of India Ltd 09/27/2012 (Jersey) 4/27/2010 100 Inactive Security
13:15 JPPTL J. P. Morgan International Derivatives Ltd. Taiwanese Low Exercise Price 144A 3C7 Wt Powertech Tech Inc 09/28/2012 (Jersey) 4/27/2010 100 Inactive Security
13:15 JSCBL SB Real Estate JT Stk Co Sponsored GDR 144A (Georgia) 4/27/2010 100 Inactive Issue
13:15 JSYML J. P. Morgan International Derivatives Ltd. Chinese Low Exercise Price Warrant 144A 3C7 Shenyang Machine Tool Co 08/08/2012 (Jersey) 4/27/2010 100 Inactive Security
13:15 JTILL J. P. Morgan International Derivatives Ltd. Indian Low Exercise Price Warrant 144A 3C7 Titan Inds Ltd (Jersey) 4/27/2010 100 Inactive Security
13:15 KMRAY Kemira Oyj Ord 144A 4/27/2010 100 Inactive Issue **
13:15 KMROY Kemira Oyj Ord 144A 4/27/2010 100 Inactive Issue **
13:15 KRDBY Kredyt Bank Jsc Sa 144A 4/27/2010 100 Inactive Issue **
13:15 LACCL Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A ACC Ltd 09/07/2012 (Luxembourg) 4/27/2010 100 Inactive Security
13:15 LBFHL Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Fortis Healthcare Ltd 09/24/2012 (Luxembourg) 4/27/2010 100 Inactive Security
13:15 LBGNL Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Gujarat Nre Coke Ltd 09/05/2012 (Luxembourg) 4/27/2010 100 Inactive Security
13:15 LBGSL Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Gujarat State Petronet Ltd 09/05/2012 (Luxembourg) 4/27/2010 100 Inactive Security
13:15 LBIEL Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A 09/27/2012 (Luxembourg) 4/27/2010 100 Inactive Security
13:15 LBMSL Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A on Maruti Suzuki Ltd 10/12/2012 (Luxembourg) 4/27/2010 100 Inactive Security
13:15 LBREL Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Indiabulls Real Estate Ltd 09/05/2012 (Luxembourg) 4/27/2010 100 Inactive Security
13:15 LBUTL Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Unitech Ltd 10/04/2012 (Luxembourg) 4/27/2010 100 Inactive Security
13:15 LCCBL Lehman Bros Luxembourg Equity Fin S A China Low Exercise Price 144A Wt China Constr Bk 10/15/2012 (Luxembourg) 4/27/2010 100 Inactive Security
18:01 LESDW Lehman Brothers Holdings, Inc. 144A 4/27/2010 100 Inactive Security**
13:15 LGMRL Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A on GMR Infrastructure Ltd 10/12/2012 (Luxembourg) 4/27/2010 100 Inactive Security
13:15 LIDFL Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Infrastructure Dev Fin Co Ltd 09/07/2012 (Luxembourg) 4/27/2010 100 Inactive Security
13:15 LJPFY Lojas Arapua Ord 144A 4/27/2010 100 Inactive Issue **
13:15 LMMLY Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Warrant 144A Mahindra & Mahindra Ltd 09/07/2012 (Luxembourg) 4/27/2010 100 Inactive Security
13:15 LNPLY Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Nt Pc Ltd 09/07/2012 (Luxembourg) 4/27/2010 100 Inactive Security
13:15 LRELL Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Reliance Energy Ltd 10/01/2012 (Luxembourg) 4/27/2010 100 Inactive Security
13:15 LSZEL Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Suzlon Energy Ltd 09/07/2012 (Luxembourg) 4/27/2010 100 Inactive Security
13:15 LTEIL Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Triveni Engineering & Inds Ltd 10/01/2012 (Luxembourg) 4/27/2010 100 Inactive Securtiy
13:15 MGYXY Mol Magyar Olay Es Gazipari Rt 144A 4/27/2010 100 Inactive Issue **
13:15 MHBOY Morgan Stanley B V 144A Delta CTF Linked Performance (Fortress Invt Group LLC) 4/27/2010 100 Inactive Issue
13:15 MHTNY Mahanagar Telephone Nigam Ltd 144A 4/27/2010 100 Inactive Issue **
13:15 NGTCL Northgate Technologies Ltd Sponsored GDR 144A (India) 4/27/2010 100 Inactive Security
18:01 NNYAY Nanya Technology Corp 144A Sponsored GDR 4/27/2010 100 Inactive Security**
13:15 NOBVE Noble Innovations, Inc. Common Stock 4/27/2010 100 Failure To Comply With NASD 6530; Added to NBB (NOBV)**
13:15 NPIDY Nepc India Ltd Ord 144A 4/27/2010 100 Inactive Issue **
13:15 ODIAF Odim Asa Ordinary Shares (Norway) 4/27/2010 100 Acquisition/Merger
13:15 OGKJL OGK 2 JSC GDR 144A (Russia) 4/27/2010 100 Inactive Security
13:15 OTPIY Otp Bank Ltd Ord 144A 4/27/2010 100 Inactive Issue **
13:15 PEPPY Portucel Empresa Produtora De Pasta De Papel SA 144A 4/27/2010 100 Inactive Issue **
13:15 PGRIE Platinum Energy Resources, Inc. Common Stock 4/27/2010 100 Failure To Comply With NASD 6530; Added to NBB (PGRI)**
17:17 PNHV Piranha Ventures, Inc. Common Stock 4/27/2010 100 Added to OTCBB
13:15 PPULY Populi JSC Sponsored GDR 144A 4/27/2010 100 Inactive Issue
13:15 PSGIE Prime Star Group, Inc. Common Stock 4/27/2010 100 Failure To Comply With NASD 6530; Added to NBB (PSGI)**
13:15 PTKWY Pt Kawasan Industry Jababeka TBK Global Depository Receipt 144A 4/27/2010 100 Inactive Issue **
13:15 RYWLY Raymond Ltd Reg S Gdr 144A 4/27/2010 100 Inactive Issue **
13:15 SAPQY Sap Ag Systeme Dm5 144A 4/27/2010 100 Inactive Issue **
13:15 SBRKL Sims Benchmark IV LLC Cl A Equity Unit 144A 4/27/2010 100 Inactive Issue
18:01 SHFCL Sheffield Steel Corporation 144A Common 4/27/2010 100 Inactive Security**
13:15 SNEYE Sunergy, Inc. Common Stock 4/27/2010 100 Failure To Comply With NASD 6530; Added to NBB (SNEY)**
18:01 SNPUY Sunplus Technology Co Ltd 144A GDR New (Taiwan) 4/27/2010 100 Inactive Security**
13:15 STJCE Saint James Company (The) Common Stock 4/27/2010 100 Failure To Comply With NASD 6530; Added to NBB (STJC)**
13:15 TCHPQ Telechips Corp Common Stock 4/27/2010 100 Inactive Security**
18:01 TCTYL Town & Country Trust (The) 144A Common Stock 4/27/2010 100 Inactive Security**
13:15 TDDAQ Three D Departments Inc Cl A Common Stock 4/27/2010 100 12(j) Registration Revoked by SEC
13:15 TDDBQ Three D Departments Inc Cl A Common Stock 4/27/2010 100 12(j) Registration Revoked by SEC
13:15 TGTL Tiger Telematics, Inc. New Common Stock 4/27/2010 100 12(j) Registration Revoked by SEC
13:15 TGTS Tangent Solutions, Inc. Common Stock 4/27/2010 100 12(j) Registration Revoked by SEC
13:15 TISM TIS Mortgage Investment Company Common Stock 4/27/2010 100 12(j) Registration Revoked by SEC
13:15 TLNIY Teliani VY Sponsored GDR 144A 4/27/2010 100 Inactive Issue
13:15 TMSTA Thomaston Mills, Inc. Class A Common Stock 4/27/2010 100 12(j) Registration Revoked by SEC
13:15 TRREE Terra Energy Resources, Ltd. Common Stock 4/27/2010 100 Failure To Comply With NASD 6530; Added to NBB (TRRE)**
13:15 TZMT Telzuit Medical Technologies, Inc. Common Stock 4/27/2010 100 12(j) Registration Revoked by SEC
13:15 UBCEM UBS AG LONDON BRH Low Exercise Call Wt Linked to Lloyd Electric & Engineering 4/27/2010 100 Inactive Issue
13:15 UBCEN UBS AG LONDON BRH Low Exercise Call Wt Linked to Gokaldas Exports Ltd 144A 4/27/2010 100 Inactive Issue
13:15 UBSOL UBS AG LONDON BRH Low Exercise Call Warrant on 144A S-Oil Corp 09/03/2010 (United Kingdom) 4/27/2010 100 Inactive Security
13:15 UBTSJ UBS AG LONDON BRH 144A Low Exercise Call Wt on Kookmin Bk (United Kingdom) 4/27/2010 100 Inactive Security
13:15 UKTGL UBS AG LONDON BRH Low Exercise Call Warrant on 144A KT&G Corp 09/03/2010 (United Kingdom) 4/27/2010 100 Inactive Security
13:15 UPEZY Uni-President Enterprises Corp Ord 144A 4/27/2010 100 Inactive Issue **
13:15 UTEI UTEC, Inc. Common Stock 4/27/2010 100 Added to OTCBB (UTEI)**
18:01 WNTKY Wintek Corporation 144A Spons GDR 4/27/2010 100 Inactive Security**
13:15 XCELE Xcellink International Inc. Common stock 4/27/2010 100 Failure To Comply With NASD 6530; Added to NBB (XCEL)**
13:15 XXBBS Boston Cap Tax Cred 04 Limited Partnership 4/27/2010 1 Inactive Security**
13:15 ZLUSE Zealous, Inc. Common Stock 4/27/2010 100 Failure To Comply With NASD 6530; Added to NBB (ZLUS)**
SYMBOL CHANGES
Updated Date Old Symbol New Symbol Name Comment
13:15 4/27/2010 ADSYE ADSY Ad Systems Communications, Inc. Common Stock **
13:15 4/27/2010 DYAPE DYAP Dynamic Applications Corp. Common Stock **
13:15 4/27/2010 FNDME FNDM Fund.com Inc. Class A Common Stock **
13:15 4/27/2010 PTCPE PTCP Petrocorp Inc. Common Stock **
NAME/SYMBOL CHANGES
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:15 4/27/2010 APYI Aspyra, Inc. Common Stock APYID Aspyra, Inc. New Common Stock 1-101 R/S **
13:15 4/27/2010 BRST Burst.com, Inc. Common Stock DEMO Democrasoft, Inc. Common Stock **
17:17 4/27/2010 CANNF Cannasat Therapeutics Inc Common (Canada) CYNAF Cynapsus Therapeutics Inc Common (Canada)
13:15 4/27/2010 MHLN microHelix, Inc. Common Stock New CPYT CarePayment Technologies, Inc. Common Stock 1-10 R/S **
13:15 4/27/2010 NCNC New Century Companies Inc Common Stock USAE U.S. Aerospace, Inc. Common Stock **
17:17 4/27/2010 ROGFF Roxgold Inc. Ordinary Shares (Canada) ROGFD Roxgold Inc. Ordinary Shares (Canada) 1-3 r/s
17:17 4/27/2010 YMIRF Yamiri Gold & Energy Inc Common Shares (Canada) CPOTF Cannon Point Resources Ltd Common Shares (Canada)
--------------------------------------------------------------------------------
All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
** indicates NSCC Eligible Security (National Securities Clearing Corporation)
Questions concerning OTCBB and Other-OTC changes should be directed to: FINRA Market Operations at (866)-776-0800
Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
©2007 FINRA. All rights reserved. | Legal Notices and Privacy Policy
Join the InvestorsHub Community
Register for free to join our community of investors and share your ideas. You will also get access to streaming quotes, interactive charts, trades, portfolio, live options flow and more tools.