141 Capital Inc (fka ONCP)

[funmaxus]

Not unusual for a financial firm to have multiple entities under their umbrella.
Since 141 is still a Commodity Trading Advisor Registered, then I guess they are still trading for their own account?
However, it does beg the question why in previous PR's 141 Capital was to be the IB and only JUST NOW they figured it out and issued a new PR?
Considering the history, I'm a bit surprised, but not shocked.


Brokers At 141 Capital, Inc
NFA Search shows no results:
http://www.nfa.futures.org/basicnet/Welcome.aspx


141 CAPITAL INC
http://www.nfa.futures.org/basicnet/Details.aspx?entityid=0392733&rn=Y
NFA ID: 0392733
• NFA MEMBER APPROVED
• COMMODITY TRADING ADVISOR REGISTERED
• EXEMPT COMMODITY POOL OPERATOR


PAUL DONALD JR STRICKLAND
http://www.nfa.futures.org/basicnet/Details.aspx?entityid=0186923&rn=N
SECURITY FUTURES TRAINING COMPLETED 02/25/2003

• NFA MEMBER WITHDRAWN 12/07/2005
• COMMODITY TRADING ADVISOR WITHDRAWN 12/07/2005
• INTRODUCING BROKER WITHDRAWN 12/02/2005
• INTRODUCING BROKER REGISTERED 09/27/2005
• INTRODUCING BROKER PENDING 09/21/2005
• INTRODUCING BROKER WITHDRAWN 08/28/2005
• COMMODITY TRADING ADVISOR REGISTERED 07/05/2005
• COMMODITY TRADING ADVISOR PENDING 07/01/2005
• COMMODITY TRADING ADVISOR PENDING STATUS WITHDRAWN 10/16/2004
• NFA MEMBER APPROVED 09/29/2004
• INTRODUCING BROKER REGISTERED 09/29/2004
• COMMODITY TRADING ADVISOR PENDING 08/13/2004
• NFA MEMBER PENDING 08/13/2004
• INTRODUCING BROKER PENDING 08/13/2004
141 CAPITAL INC
• NFA ASSOCIATE MEMBER APPROVED 01/17/2008
• ASSOCIATED PERSON REGISTERED 01/17/2008
• NFA ASSOCIATE MEMBER PENDING 01/03/2008
• ASSOCIATED PERSON PENDING 12/18/2007
• PRINCIPAL APPROVED 12/18/2007
141 FUTURES LLC
• PRINCIPAL WITHDRAWN 02/06/2008
• ASSOCIATED PERSON WITHDRAWN 02/06/2008
• NFA ASSOCIATE MEMBER WITHDRAWN 02/06/2008
• NFA ASSOCIATE MEMBER APPROVED 11/04/2005
• ASSOCIATED PERSON REGISTERED 11/04/2005
• PRINCIPAL APPROVED 11/04/2005
• NFA ASSOCIATE MEMBER PENDING 11/04/2005
• ASSOCIATED PERSON PENDING 11/04/2005
ALARON TRADING CORPORATION
• ASSOCIATED PERSON WITHDRAWN 07/16/1999
• NFA ASSOCIATE MEMBER WITHDRAWN 07/16/1999
• ASSOCIATED PERSON REGISTERED 12/08/1998
• NFA ASSOCIATE MEMBER APPROVED 12/08/1998
• ASSOCIATED PERSON PENDING 12/07/1998
• NFA ASSOCIATE MEMBER PENDING 12/07/1998
CATTLEMENS HEDGERS GROUP LLC
• ASSOCIATED PERSON WITHDRAWN 10/02/2008
• NFA ASSOCIATE MEMBER WITHDRAWN 10/02/2008
• ASSOCIATED PERSON REGISTERED 07/24/2008
• NFA ASSOCIATE MEMBER APPROVED 07/24/2008
FUTURES ANALYTICS INC
• ASSOCIATED PERSON WITHDRAWN 04/09/1997
• NFA ASSOCIATE MEMBER WITHDRAWN 04/09/1997
• PRINCIPAL WITHDRAWN 04/09/1997
• ASSOCIATED PERSON REGISTERED 01/14/1997
• NFA ASSOCIATE MEMBER APPROVED 01/14/1997
• ASSOCIATED PERSON PENDING 04/11/1996
• NFA ASSOCIATE MEMBER PENDING 04/11/1996
• PRINCIPAL APPROVED 03/09/1995
• PRINCIPAL PENDING 02/27/1995
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 07/06/1990
• NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 07/06/1990
• PRINCIPAL PENDING STATUS WITHDRAWN 07/06/1990
• ASSOCIATED PERSON PENDING 04/18/1990
• NFA ASSOCIATE MEMBER PENDING 04/18/1990
• PRINCIPAL PENDING 04/18/1990
LAWSON DONALD CHARLES
• ASSOCIATED PERSON WITHDRAWN 06/30/1995
• NFA ASSOCIATE MEMBER WITHDRAWN 06/30/1995
• ASSOCIATED PERSON REGISTERED 07/09/1993
• NFA ASSOCIATE MEMBER APPROVED 07/09/1993
• ASSOCIATED PERSON PENDING 02/02/1993
• NFA ASSOCIATE MEMBER PENDING 02/02/1993
SPOOZ INC
• PRINCIPAL WITHDRAWN 10/07/2004
• NFA ASSOCIATE MEMBER WITHDRAWN 10/07/2004
• ASSOCIATED PERSON WITHDRAWN 10/07/2004
• PRINCIPAL APPROVED 08/21/1997
• ASSOCIATED PERSON REGISTERED 08/21/1997
• NFA ASSOCIATE MEMBER APPROVED 07/21/1997
• ASSOCIATED PERSON TEMPORARY LICENSE 07/21/1997
• NFA ASSOCIATE MEMBER PENDING 07/15/1997
• ASSOCIATED PERSON PENDING 06/24/1997
• PRINCIPAL PENDING 06/24/1997
STRICKLAND JR, PAUL DONALD
• PRINCIPAL WITHDRAWN 12/07/2005
• NFA ASSOCIATE MEMBER WITHDRAWN 12/07/2005
• ASSOCIATED PERSON WITHDRAWN 12/07/2005
• NFA ASSOCIATE MEMBER APPROVED 09/29/2004
• ASSOCIATED PERSON REGISTERED 09/29/2004
• PRINCIPAL APPROVED 09/21/2004
• NFA ASSOCIATE MEMBER PENDING 08/18/2004
• ASSOCIATED PERSON PENDING 08/18/2004
• PRINCIPAL PENDING 08/18/2004
SUTHERLAND GROUP INC
• ASSOCIATED PERSON WITHDRAWN 12/02/1998
• NFA ASSOCIATE MEMBER WITHDRAWN 12/02/1998
• ASSOCIATED PERSON REGISTERED 02/03/1998
• NFA ASSOCIATE MEMBER APPROVED 02/03/1998
ZANER GROUP LLC
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 03/31/1986
• NFA ASSOCIATE MEMBER WITHDRAWN 03/31/1986
• NFA ASSOCIATE MEMBER APPROVED 12/27/1985
• ASSOCIATED PERSON TEMPORARY LICENSE 12/27/1985
• ASSOCIATED PERSON PENDING 12/24/1985
• NFA ASSOCIATE MEMBER PENDING 12/24/1985