Sunday, January 03, 2010 5:54:29 PM
In this case, the attorney we are talking about has NOT been suspended by Florida and is active, and I never implied he was suspended -- I just reiterated that the SEC could suspend him and often states follow suit. Perhaps someone ought to let them know about the SEC's enforcement action against this attorney so the bar knows.
As far as the SEC's ability to suspend an attorney, the SEC invokes section 4C of the Securities Exchange Act of 1934 and Rule 102(e)(1)(ii) of the Commission’s Rules of Practice for its authority to prohibit an attorney from appearing.
Corey Ribotsky Downward Spiral NIR Group AJW board has moved to the NIR Board which is available for FREE users as well as paid subscribers. Bookmark the NIR Board to discuss: http://investorshub.advfn.com/boards/board.asp?board_id=11792
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