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barefoot123

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barefoot123

Re: linda1 post# 130749

Sunday, 12/27/2009 3:24:48 PM

Sunday, December 27, 2009 3:24:48 PM

Post# of 735710
Significant Penalties
Sections 10(b) and 14(e) of the Securities Exchange Act of 1934 give the SEC the authority to seek a court order requiring violators to give back their trading profits. The SEC can also ask the court to impose a penalty of up to three times the profit the violators realized from their insider trading.

Three times the profit...didn't someone just say they (JPM) made 100 billion profit. Can you imagine the SEC doing that to someone they have been splitting the sheets with. Would be nice though, it would make $59.00 a share look small. The Sec has been looking the other way for years.


http://management.about.com/cs/businessethics/a/InsiderTrade702.htm
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