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Monday, December 07, 2009 1:01:32 PM
Email from TDA
Thank you for your email. You expressed concern in regards to not being able to buy EXPH at this time. I certainly understand your frustration. At the same time, please understand that when such measures are taken, it is after thorough review of the situation surrounding the stock undertaken by our Risk Analytics team. EXPH is among the list of stocks that have special locks from DTC making it difficult to settle the trades. Restricting it to "closing transactions only" is done to mitigate various risks associated with clearing trades and integrity of the market place.
I do apologize for the inconvenience this is causing you but hope that you will trust us to take steps that are in your best interests. If there is any further way we may be of assistance, please feel free to reply to this email or contact us at 888-871-9007, 24/7.
Kindest regards,
Rose Lubaga
Apex Client Services, TD AMERITRADE
Division of TD AMERITRADE, Inc.
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