Spongetech Delivery Systems, Inc. (fka SPNGQ)

[loanranger]

You raise an interesting issue. Frankly I hadn't considered the Q.
Here are a few chopped up excerpts that suggest that the latest 10Q would also be required to "accompany" the Form 211:

From Rule 15c2-11:
A copy of the issuer's most recent annual report filed pursuant to Section 13 or 15(d) of the Act.......in the case of an issuer required to file reports pursuant to Section 13 or 15(d) of the Act.....together with any quarterly and current reports that have been filed under the provisions of the Act by the issuer after such annual report or annual statement.
......and Provided further, That the broker or dealer has a reasonable basis under the circumstances for believing that the issuer is current in filing annual, quarterly, and current reports filed pursuant to Section 13 or 15(d) of the Act....

From Form 211:
Provide two copies of all required information (except for EDGAR documents) along with this completed form.
RECENT OFFERINGS
(a)(3) REPORTING COMPANIES LISTS:
The Issuer’s most recent annual report filed pursuant to Section 13 or 15(d) of the 1934 Act or the annual statement referred to in Section 12(g)(2)(G)(i) of the 1934 Act. Quarterly and other current reports filed after the Issuer’s most recent annual report or statement. List below each report or statement and applicable amendments filed by the Issuer through EDGAR that your firm has in its
possession that meets the requirements of this section.


The 10Q was due sometime around the 15th of October, yet I don't see an NT-10Q in the Edgar listing. Any idea why? I know of no regulation relieving them of that requirement.