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Re: Zardiw post# 1653979

Wednesday, 10/28/2009 11:01:20 AM

Wednesday, October 28, 2009 11:01:20 AM

Post# of 4972895
zardiw,

Did you use a mailing list of personal and/or business E-mail addresses to promote a security that you own, or owned at the time you sent the E-mails?

Yes or no?

Secondly, did you send those promotional E-mails without disclosing that you owned that security or securities at the time you sent those E-mail messages?

Yes or no?

TIA

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