And who is responsible for authenticating the transfer agent? Or can the DTCC just accept certs from anyone who says they are the Transfer Agent for a company?
¶ The person who is legally responsible for authenticating the certs is the Transfer Agent.
the S.E.C. securities lawyers, if only through their investigative ineptitude and financial illiteracy, colluded to maintain large frauds. -- Harry Markopolos (Madoff whistleblower)
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