FINRA Webinars
Compliance Education Delivered Directly to Your Desktop
FINRA webinars are live, interactive, online programs delivered right to your desktop. These 60-minute streaming audio presentations are ideal for compliance professionals who want to listen to and interact directly with industry experts. Webinars include panel discussions with FINRA staff and/or industry experts, and feature online resource materials that participants can access from their own computers. Audience members can choose to participate in the live, real-time versions of the programs or listen to the "on-demand" versions at a later date.
Webinars start at 1:30 pm, Eastern Time, the third Wednesday of every month, beginning in March 2009.
Upcoming Live Webinars
Anti-Money Laundering: Independent Testing (Small Firm Series) • June 17, 2009
Current Market Impacts on Fixed Income Compliance • July 15, 2009
Changes to a Firm's Continuing Membership Application • September 16, 2009
FINRA Supervision Rules • November 18, 2009
Current Issues in Advertising Regulation • December 16, 2009
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