Investor Relations 101

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Online Learning

FINRA's online learning programs address a range of training topics for compliance personnel, registered representatives, administrative and operations staff, and those with supervisory responsibilities. Some of our programs offer completion tracking and deliver virtual compliance training that may be suitable for firm element continuing education.


E-Learning Courses
Scenario-based online training courses featuring assessment tests and on-demand completion tracking, plus a library of Regulatory Element Program Scenarios



Webinars

Live panel presentations that allow compliance professionals to listen to and interact with industry and regulatory experts without leaving their desks



After webinars are aired live, they are available on demand for access anytime, anywhere



Webcasts

Streaming videos for frontline staff, plus the "What to Expect" Webcast Series, which helps compliance professionals understand FINRA's processes

Select webcasts are now available as e-learning courses



Compliance Podcasts

FINRA podcasts are short online audio recordings that highlight news, regulatory updates and other compliance topics.

http://www.finra.org/Industry/Education/OnlineLearning/index.htm