Thursday, November 01, 2007 6:18:00 PM
Unless the stock is restricted, they are supposed to file Form 4 within 48 hours of any change in ownership.
The initial filing is on Form 3 and changes are reported on Form 4. The Annual Statement of beneficial ownership of securities is on Form 5.
If it's 144 restricted stock, then they must hold the stock a minimum of 12 months before they can file Form 144 intention to sell, and each of these is good for 90 days. There's more to it than that, legal opinion, restrictions on amount that can be sold etc.
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