InvestorsHub Logo
Followers 0
Posts 2701
Boards Moderated 1
Alias Born 10/31/2006

Re: The Tooth Fairy post# 2117

Saturday, 08/25/2007 6:25:47 PM

Saturday, August 25, 2007 6:25:47 PM

Post# of 6222
just some FYI

Securities Exchange Act of 1934

Section 5 -- Transactions on Unregistered Exchanges


--------------------------------------------------------------------------------


It shall be unlawful for any broker, dealer, or exchange, directly or indirectly, to make use of the mails or any means or instrumentality of interstate commerce for the purpose of using any facility of an exchange within or subject to the jurisdiction of the United States to effect any transaction in a security, or to report any such transaction, unless such exchange

is registered as a national securities exchange under Section 6 of this title, or

is exempted from such registration upon application by the exchange because, in the opinion of the Commission, by reason of the limited volume of transactions effected on such exchange, it is not practicable and not necessary or appropriate in the public interest or for the protection of investors to require such registration.

Super Hero Justice League. Here we discuss scams, scammers and legitimate enterprises.
http://www.investorshub.com/boards/board.asp?board_id=8807

Join the InvestorsHub Community

Register for free to join our community of investors and share your ideas. You will also get access to streaming quotes, interactive charts, trades, portfolio, live options flow and more tools.