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Re: tax_man post# 17051

Thursday, 06/07/2007 11:05:05 AM

Thursday, June 07, 2007 11:05:05 AM

Post# of 27672
tax_man agree I should have been more clear


I will wait for Scottrade my broker to send me the Certs. I will give them 2 weeks from the date Scottrade stated they received the certs from the T/A. Then if I do not receive the certs in the mail at my address I will then do a SEC Complaint and I will call the Compliance Dept and write e-mails asking what the problem is.
I will document everything .
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I think more SEC complaints specific to this delay are a bit premature. I've filed past SEC complaints regarding Ameritrade and Paivis on other aspects of this situation (the SEC took no action, of course), but Corporate Stock and Transfer (the new TA) said the certs were sent to Aturd last week. Aturd only received them Friday or perhaps this Monday. Even under the best of circumstances, having received perhaps 1,000 or more certs, a delay of a week to see them reflected in our accounts wouldn't be unreasonable in my mind.

If the SEC sees a flood of complaints and figures they're frivolous or appear to be orchestrated by a cabal of investors working together, it could do more harm than good.

Don't get me wrong - I wouldn't put anything past Aturd, but I will give them a few more business days. If the shares aren't in my account or haven't been delivered to my by Tuesday-Wednesday of next week, then I'll complain to the SEC again.
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