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Post# of 157299
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rocky301

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rocky301

Re: db_ill_invest post# 69832

Monday, 04/02/2007 11:52:50 PM

Monday, April 02, 2007 11:52:50 PM

Post# of 157299
db_ill_invest,

What I don't understand is the penalty if they don't.

Sec can revoke securities registration meaning you do not trade anywhere until a new registration is filed. All extensions for late filings are filed with the SEC. The May 4th deadline for SIGM is a Nasdaq imposed deadline to become compliant with listing requirements, same as DELL, or review committee could decide to de-list them both. These May 4th dates are not issued by the SEC but the Exchange.

http://ragingbull.quote.com/mboard/boards.cgi?board=GTEM&read=222072

(another example)
SEC REVOKES SECURITIES REGISTRATIONS OF TWENTY-FIVE DELINQUENT ISSUERS
http://www.sec.gov/news/press/2006-21.htm

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