Tuesday, May 21, 2024 11:38:47 AM
an alternative to trying to persuade a market maker to help. The company can now ask OTC Markets to perform what it calls an Initial Information Review. Once OTCM has completed its review, it will announce the fact and that it believes the company complies with Rule 15c2-11. According to Dan Zinn, OTC Markets’ general counsel:
Then any broker can begin quoting that security; no guarantee that a broker will, but any broker can come in and start quoting that security.
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