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janice shell

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janice shell

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Re: SILVERSURFER4263 post# 220920

Friday, 05/10/2024 4:32:37 PM

Friday, May 10, 2024 4:32:37 PM

Post# of 221269
The current suit could be more damaging to Kramer. This part of what the SEC wants could hit him where it hurts. I believe it extends to all the convertible securities he owns:

Ordering Defendants to surrender any conversion rights under any remaining unconverted convertible notes, stocks, or other securities held by Defendants and surrender for cancellation any unsold shares of common stock obtained by Defendants through the conversion of convertible notes, stocks, or other securities, pursuant to Exchange Act §§ 21(d)(5) [15 U.S.C.§§ 78u(d)(5)].
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