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Post# of 222557
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Re: janice shell post# 220900

Thursday, 05/09/2024 9:09:36 PM

Thursday, May 09, 2024 9:09:36 PM

Post# of 222557
Yes..I know. I also read the complaint. And yes...he knew what he was doing..and argues that same fact with regards to the SEC. The bottom line is that the Lender is not toxic, the Issuer is. That is the SEC target, but it goes for the cash instead.

My issue is what is deemed as a broker/dealer in this and similar scenarios. I wish the SEC would address such appropriately and go after the Issuer. That is where the rule needs to be placed..firmly.
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