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Thursday, April 04, 2024 4:44:44 PM
When a public company sues market makers over spoofing allegations, it is typically the responsibility of state authorities or regulatory bodies such as the Securities and Exchange Commission (SEC) or the Commodity Futures Trading Commission (CFTC) to investigate and take appropriate actions.
State authorities, such as state attorney generals, may also have jurisdiction over market manipulation cases within their respective states. These authorities have the power to investigate allegations, gather evidence, and potentially take legal action against market makers if they find evidence of wrongdoing.
The SEC and CFTC are federal regulatory agencies that oversee the securities and commodities markets, respectively. They have the authority to enforce regulations, investigate allegations of market manipulation, and impose penalties or sanctions on market participants found guilty of misconduct, including spoofing.
It is important to note that each case is unique, and the involvement of authorities may vary depending on the specific circumstances and jurisdictions involved. Allegations of spoofing against market makers are typically taken seriously by both state and federal authorities, who work to ensure the integrity and fairness of the financial markets.
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