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RickNagra

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RickNagra

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Wednesday, 03/06/2024 7:14:48 PM

Wednesday, March 06, 2024 7:14:48 PM

Post# of 346366
Oh wow. I am a genius. Oh boy oh girl.

https://www.finra.org/sites/default/files/2022-04/Alpine-Securities-Decision-2019061232601.pdf

Member firm Alpine Securities Corporation converted and misused customer
funds and securities, engaged in unauthorized trading, charged and paid
customers unfair prices in securities transactions, charged customers
unreasonable and discriminatory fees, and made an unauthorized capital
withdrawal. For this misconduct, the member firm is expelled and ordered to
pay restitution. Additionally, FINRA imposes a permanent cease and desist
order against the firm.

I am WhaleBalls

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