DD Support Board and Research Team

[Renee]

I didn't know that. That's just wrong, if true. So, if a Form 211 doesn't need to be filed wouldn't the company still need to be compliant with Rule 15c2-11....ie., adequate and accurate disclosures or languish on the Expert Market until they do so?

From the Nov. 13,2023 SEC Suspension:

https://www.sec.gov/files/litigation/suspensions/2023/34-98920.pdf

Excerpt:

Further, brokers and dealers should be alert to the fact that, pursuant to Rule 15c2-11 under the
Exchange Act, at the termination of the trading suspension, no quotation may be entered unless
and until they have strictly complied with all of the provisions of the rule. If any broker or dealer
has any questions as to whether or not it has complied with the rule, it should not enter any
quotation but instead should immediately contact the staff in the Division of Trading and
Markets, Office of Interpretation and Guidance, at [phone]. If any broker or dealer is
uncertain as to what is required by Rule 15c2-11, it should refrain from entering quotations
relating to Tingo Group, Inc. securities until such time as it has familiarized itself with the rule
and is certain that all of its provisions have been met. If any broker or dealer enters any
quotation which is in violation of the rule, the Commission will consider the need for prompt
enforcement action.