NorthWest Biotherapeutics Inc (NWBO)

[exwannabe]

They are not on pink sheets. They are on OTC. The same SEC regulations apply here as elsewhere.

You are correct they on the OTCQB.

You are very wrong the same rules apply. The OTCQB is not a national exchange as defined by the SEC act. They are an OTC exchange that has some disclosure rules they apply. But far less than the NASDAQ and NYSE which must abide by rules of national exchanges.

For example, failing to hold the ASM in the same fiscal year would be a violation of NASDAQ rules. So would have been the failure for the same several years ago. And the failure to be on time with financials a few years ago. And the failure to vote on the "top up" options.

There is a reason why NWBO fled the NASDAQ before they were booted for corporate governance failures.