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Re: jseps0036 post# 54478

Monday, 01/15/2024 6:21:17 PM

Monday, January 15, 2024 6:21:17 PM

Post# of 54917
So you're saying OTC issuers tended to be pumped and dumped in the past.

That is true. But the changes to Rule 15c2-11 killed most of them for good. It also doesn't help that many of the toxic lenders have been driven out of the market by SEC enforcement actions.