NorthWest Biotherapeutics Inc (NWBO)

[hoffmann6383]

I’m just a realist.

"Realist" is not the term I would use. You have, on multiple occasions, denied the existence of spoofing. Yesterday, we saw the judge cite to numerous spoofing cases.

In recent years, “spoofing” in the securities and commodities markets has been the subject of numerous federal criminal prosecutions and enforcement actions by the SEC and the Commodity Futures Trading Commission (“CTFC”). See, e.g., United States v. Pacilio, 85 F.4th 450 (7th Cir. 2023) (affirming fraud convictions for spoofing); Coscia, 866 F.3d at 803 (same); United States v. Trunz, No. 19 Cr. 375 (WFK), 2023 WL 4238517 (E.D.N.Y. June 28, 2023) (guilty plea to spoofing); UnitedStates v. Flotron, No. 3:17-cr-00220 (JAM), 2018 WL 1401986, (D. Conn. Mar. 20, 2018) (upholding spoofing indictment); SEC v. Lek Secs. Corp., 276 F. Supp. 3d 49, 60, 62 (S.D.N.Y. 2017) (upholding SEC complaint charging spoofing as violation of Sections 10(b) and 9(a)(2)); CFTC v. Oystacher, 203 F. Supp. 3d 934 (N.D. Ill. 2016) (upholding CFTC’s claim under anti-spoofing statute enacted in 2012).