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Monday, November 06, 2023 9:23:04 AM
I haven't seen any, maybe you have? By all means, please share with everyone any lovely proof you have that the filing issue has been solved.
All I can think of is the "deal" that George said he struck with the SEC when he withdrew the appeal of former management.
An act which in itself indicates that this was still an ongoing issue - it did not magically melt away along with prior management as some try to pretend.
However if that SEC deal did in fact solve the very large problem with FINRA then it needs to have been reported as a Material Event, IMO. But it never was.
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