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Re: Bright Boy post# 640417

Friday, 10/13/2023 12:37:19 PM

Friday, October 13, 2023 12:37:19 PM

Post# of 693640
Short sellers: more data under new US SEC rules https://reuters.com/markets/us/us-sec-finalize-rules-increasing-transparency-short-selling-market-2023-10-13/

Specifically, institutional investors will have to report gross short positions to the SEC monthly and certain "net" short activity for individual dates on which trades settle. The SEC plans to then publish aggregate stock-specific data on a delayed basis.

In another 3-2 vote, the SEC decided to require institutional investors and other companies involved in lending stock as well as certain broker-dealers who borrow stocks to report information about the loans, such as the name and volume of the stock, collateral, loan dates and termination dates to FINRA.

FINRA will then publish most of this dataon an aggregate anonymized basis the following day. In a concession to industry, the final rule would see FINRA delay release of loan amounts by 20 business days.





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