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Thursday, September 28, 2023 8:02:12 AM
https://www.msn.com/en-us/money/markets/sagaliam-acquisition-gets-nasdaq-delinquency-notice/ar-AA1gMSpe#image=1
https://markets.businessinsider.com/news/stocks/sagaliam-acquisition-corp-announces-execution-of-definitive-business-combination-agreement-and-receipt-of-nasdaq-listing-delinquency-letter-1032634760
No, the SEC is not part of Nasdaq. The SEC, or the Securities and Exchange Commission, is an independent federal agency that regulates the securities markets and protects investors1. Nasdaq, or the Nasdaq Stock Market, is a national securities exchange that is owned and operated by the Nasdaq OMX Group2. Nasdaq started as a subsidiary of the National Association of Securities Dealers (NASD), now known as the Financial Industry Regulatory Authority (FINRA)3. Nasdaq was launched after the SEC urged NASD to automate the market for securities not listed on an exchange3. The SEC oversees and enforces the rules and regulations that apply to Nasdaq and other exchanges, as well as to issuers, brokers, dealers, and other market participants1. The SEC also approves or disapproves any changes to Nasdaq’s listing rules, such as the recent proposal to require race and gender disclosures in its listing rules4.
Learn more:
1. sec.gov
2. nasdaq.com
3. investopedia.com
4. cnbc.com
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