Anavex Life Sciences Corp (AVXL)

[bas2020]

Interesting bit of relative information...

https://arstechnica.com/tech-policy/2023/09/sec-obtains-wall-street-firms-private-chats-in-probe-of-whatsapp-signal-use/#:~:text=The%20US%20Securities%20and%20Exchange,reported%20today%2C%20citing%20%22four%20people

SEC obtains Wall Street firms’ private chats in probe of WhatsApp, Signal use

The US Securities and Exchange Commission has "collected thousands of staff messages from more than a dozen major investment companies" as it expands a probe into how employees and executives at Wall Street firms use private messaging platforms such as WhatsApp and Signal, Reuters reported today, citing "four people with direct knowledge of the matter."

[T]he firms admitted that from at least 2019, their employees often communicated through various messaging platforms on their personal devices, including iMessage, WhatsApp, and Signal, about the business of their employers. The firms did not maintain or preserve the substantial majority of these off-channel communications, in violation of the federal securities laws. By failing to maintain and preserve required records, certain of the firms likely deprived the Commission of these off-channel communications in various SEC investigations. The failures involved employees at multiple levels of authority, including supervisors and senior executives.