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Re: carusso post# 234538

Monday, 09/11/2023 10:57:29 AM

Monday, September 11, 2023 10:57:29 AM

Post# of 235061
If true he should have filed an 8K. Or an FD.

. Form 8-K is known as a “current report” and it is the report that companies must file with the SEC to announce major events that shareholders should know about.

Companies generally have four business days to file a Form 8-K for an event that triggers the filing requirement. However, if the issuer is furnishing a Form 8-K solely to satisfy its obligations under Regulation FD, then the due date might be earlier.

Now if this is true: Someone on another board got a reply from Kay that the delay was because an accountant or similar role was temporarily unavailable, or words to that effect

. Regulation FD provides that when an issuer discloses material nonpublic information to certain individuals or entities—generally, securities market professionals, such as stock analysts, or holders of the issuer's securities who may well trade on the basis of the information—the issuer must also make public disclosure of that information. In this way, Regulation FD aims to promote full and fair disclosure.

Kay could be in deep shit.

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