I'm sorry I neglected to answer your question. I have absolutely no concern about discovery.
I haven't shorted to stock in years. There was a time when I did -- but not as some arbitrage against some warrants/convertible -- but simply because I thought the trial was in trouble and the stock was going down. I shorted only what I could borrow. At that time, he only long NW security I held were non-convertible promissory notes.
Once I realized that DCVax was showing survival benefits and there was a possibility of a successful trial, I covered my short and then started to purchase equity. From this point forward I never shorted stock. It's not because I think there is anything wrong with doing so, it's that one can't do it profitably unless you are (i) manipulating the stock through predatory behavior, (ii) are a broker dealer, or (iii) willing to break securities laws.
I don't violate securities laws. It's 100% clear to everyone who works for me that skirting rules means immediate termination. When I was an active hedge fund manager, the SEC would periodically contact us requesting information. I was high profile enough that I had to give testimony once. They never found a single thing wrong. I don't want to sabotage my own peace of mind, so I avoid doing stupid things like that.
Sorry for sounding preachy but this board is so full of baiting, misrepresentations, and faulty thinking that it's hard to read.
So, no, I'm not the least bit concerned about discovery and, if the NW matter survives, I expect we will press our own suit since, on May 10 2022, I can show damages in the tens of millions of dollars.
