Therapeutic Solutions International Inc (TSOI)

[BigBadWolf]

Let this sinkN FINRA's own words vs Dixon's
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Re: Can Always Ask Tim Part 2
Post by TimGDixon » Mon Apr 24, 2023 5:20 pm

Konghusker wrote: ?Mon Apr 24, 2023 5:10 pm
That brings up a good point about the Campbell shares. It seems that many tsoi investors probably don’t follow this forum or read an 8k. Wouldn’t it make sense to have all brokers issue letters to tsoi share holder’s about the dividend offer in order to reach them all?

We filed the 8k to give as many advance notice as possible but eventually FINRA will green light the corporate action and then we will use Broadridge to poll brokers but we can't take that action and transfer agent can't receive it until finra approves which just a function of time. Normally we would have just obtained the NOBO list of SH's but we discovered all public float SH's are OBO. That was news to use. I own shares in the float and have since 2010 and I never opted to OBO from NOBO so we have to do it this way to get the data.
“...never interrupt your enemy when he is making mistakes...”

Re: Dividend Post by TimGDixon » Sat Jun 10, 2023 6:31 am

Closing isn't until July 10 and for what its worth that date could potentially get pushed out a little depending on FINRA - we just received our second round of questions from them and we should submit our reply mid-week next. I think in the first round we had to send them like 30 exhibits in response to 4 enquiries. Once it clears FINRA the divi will appear on OTC Markets and then, and only then, will we be able to utilize 3rd party polling (Broadridge) to work with brokerage firms. This is a private company and it takes extra effort - if CNSI were public already it would be much easier. But here's the deal, you're all getting in pre-ipo.
“...never interrupt your enemy when he is making mistakes...

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Reg FD violation https://forum.therapeuticsolutionsint.com/viewtopic.php?t=16&start=1470 Page 99

FINRA’s Role in OTC Corporate Actions
Federal securities regulations task FINRA with processing corporate action announcement requests by companies that trade in the over-the-counter (OTC) marketplace rather than on a national securities exchange. Corporate actions reportable to FINRA generally include mergers, a dividend or other distribution of cash or securities, stock splits and name and domicile changes.

FINRA’s processing function helps to keep investors and the market informed of company corporate actions. However, FINRA is not responsible for approving or disapproving the action the company is taking. And FINRA does not review such requests for a company’s compliance with any federal, state or other regulatory requirements The public company is responsible for making sure their business decisions comply with all applicable laws and regulations.

Corporate actions for exchange-listed companies are handled by the exchange upon which a company is listed; and information on these corporate actions is available on the websites of the relevant exchanges.

How Can You Find Out About OTC Corporate Actions?
If you own stock in an OTC company that is the subject of a corporate action, you will want to check the Daily List. The Daily List provides valuable information regarding corporate actions announcements for OTC securities, including ex-dates (the date that determines whether shareholders will receive a dividend), new issues, deleted issues, deletions, trading symbol and name changes. The Daily List finra.org/otce/dailyList" rel="nofollow noopener noreferrer ugc" target="_blank"> https://otce.finra.org/otce/dailyList also indicates if previously announced changes have been updated or cancelled.

finra.org/investors/insights/corporate-actions-public-companies-what-you-should-know" rel="nofollow noopener noreferrer ugc" target="_blank"> https://www.finra.org/investors/insights/corporate-actions-public-companies-what-you-should-know

Posted alone on another forum

Be Wary of Announcements Regarding FINRA "Approval" of a Corporate Action
Companies undergoing a corporate action often issue a press release or other communication, such as a tweet or other social media post, to provide details of the change. For instance, a company might announce a new corporate name that reflects a change in product lines or business focus. However, in the past, some companies have used these publications to suggest that FINRA has somehow "approved" a corporate action or that a corporate action will be effective once FINRA approves it. To clarify, this is not the case: FINRA does not approve corporate actions.

Decide for yourselves, your $ base it's use on your DD

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