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Sunday, July 02, 2023 11:47:24 AM
https://www.sec.gov/news/statement/second-commission-statement-relating-certain-administrative-adjudications
Synopsis of the events leading to dismissal of DBMM suppression by SEC!
https://investorshub.advfn.com/boards/read_msg.aspx?message_id=172058316&txt2find=chair
When it was discovered that Enforcement staff had access to Adjudication memoranda, the Commissioners were notified, as was the Commission’s Office of Inspector General. As the April 5 Statement explained, the Chair immediately directed the implementation of remedial measures, including enhanced access controls, to ensure that Enforcement staff would no longer be able to access these memoranda in the OS databases or through the Enforcement databases to which they may have been uploaded. The Chair also initiated a comprehensive internal review to assess the scope and potential impact of the control deficiency. This review has been conducted by experienced investigative staff from the Division of Examinations under the supervision of the Commission’s General Counsel (the “review team”). As noted in the April 5 Statement, the review team has been supported by Berkeley Research Group, LLC, a consulting firm retained by OGC that includes a team of experienced investigators and forensic analysts.
GLTA DBMM 2.0!
Cheers, Red
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