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Re: johnydollar post# 301530

Friday, 05/26/2023 10:26:50 PM

Friday, May 26, 2023 10:26:50 PM

Post# of 353508
Alpine sued FINRA. That suit was dismissed:

https://casetext.com/case/alpine-sec-corp-v-fin-indus-regulatory-auth

Alpine punched back; note that one of its attorneys is Maranda Fritz:

https://www.advisorhub.com/embattled-firm-claims-finras-enforcement-structure-are-unconstitutional/

FINRA, of course, brought its own enforcement action against Alpine, also in 2022:

https://www.finra.org/sites/default/files/2022-04/Alpine-Securities-Decision-2019061232601.pdf

Again, Fritz represents Alpine, along with other attorneys. So why are some here naming her as their heroine?

These actions have a long history, and some of them aren't over yet. You can spend the holiday weekend reading up!