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Post# of 702047
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JerryCampbell

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Re: kabunushi post# 581362

Wednesday, 03/29/2023 10:04:59 AM

Wednesday, March 29, 2023 10:04:59 AM

Post# of 702047
There were 141m warrants outstanding as of year end. That's in the 10-K section on "Potentially Dilutive" securities.

https://www.sec.gov/ix?doc=/Archives/edgar/data/1072379/000141057823000185/nwbo-20221231x10k.htm

From the most recent proxy, we know that Linda has 57m of those warrants, mostly via Cognate.

https://www.sec.gov/Archives/edgar/data/1072379/000110465922124360/tm2231325-2_def14a.htm

It is reasonable to assume that Streeterville Capital owns another 37.7m of the warrants. They provided the most recent financing shown in 8-K, and the last paragraph of the 10-K indicates that 37.7m warrants were extended pending financing.

https://www.sec.gov/ix?doc=/Archives/edgar/data/1072379/000110465923030141/tm238973_8k.htm
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