NorthWest Biotherapeutics Inc (NWBO)

[Basin Street Blues]

I think its probably looking at trading patterns , eg I can often tell if something is algo , or short covering or new position with pretty good accuracy .

Compliance are bound to investigate anything and everything thats credible and believe me a law suit is as credible as it gets .

Right now as we speak they will already know if their PM's have been up to games .

They will be bound to report to to the regulator. AND ARE PROHIBITED FROM COMMUNICATING WITH EXECUTIVE MANAGEMENT , however of course they will and will inform them whats happened. .

Executive management will hand it over to the regulators immediately, blame , the traders or clients or both , then get hammered. on the lack of systems and controls governance , write a cheque to the regulator and do a deal with NWBO .

Regarding any fines or settlements amounts its a p in the ocean to them but they will want rid of it believe me .