InvestorsHub Logo
Followers 44
Posts 3828
Boards Moderated 0
Alias Born 07/14/2020

Re: otterman post# 258480

Thursday, 10/06/2022 12:48:59 PM

Thursday, October 06, 2022 12:48:59 PM

Post# of 353647
There is no validity to claiming “proceedings” and “mistrial” mean anything in Administrative Proceedings.

Delayed filings are neither civil nor criminal actions. They are a separate line items . There is no such thing as a “mistrial.”

What remains is judicial discretion by the Judge.

There has never been a PFR on a Dismissal ever.

It was overreach by the 4th First Chair who has some vendetta issues as they did not follow SEC Rules & Regulations regarding Corp Fin, nor did they even read the EDGAR review closure filing.

The Dismissal was sound and is egg on DOE , a division who has overreached before and been cited for it.

All will be clear after FINRA Form 211 concluded and new market maker named.

$DBMM