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Thursday, June 30, 2022 10:06:54 AM
Section 5 of the Securities Act.
Enforced under Regulation FD by the SEC.
https://www.sec.gov/rules/final/33-7881.htm
Enjoy the read it. It outlines the rules and regulations around disclosure.
Here is the accepted outcome of this enforcement, specifically describing quiet periods around quarterly earnings:
Examples of accepted impacts and the definition of quiet period.
https://www.investopedia.com/terms/q/quietperiod.asp
https://corporatefinanceinstitute.com/resources/knowledge/finance/quiet-period/
https://www.thebalance.com/what-is-the-quiet-period-on-wall-street-357644
Examples of advisory firms guidance to maintain compliance:
https://gilmartinir.com/what-is-a-quiet-period/
https://icrinc.com/insights/quiet-period-questions-answered-for-public-companies/
CFO Magazine's guidance on maintaining compliance:
https://www.cfo.com/corporate-finance/2021/04/reg-fd-preventing-infractions/
Practical application from J&J, explaining their own efforts in maintaining compliance:
https://www.investor.jnj.com/guidelines.cfm
Again, happy I could help you broaden your knowledge as this was obviously a blind spot for you.
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