Monday, May 30, 2022 1:46:54 AM
1. The CE has nothing to do with the SEC . The CE icon was developed by OTC Markets for it's use.
2. Since Sept 28,2021, amended regulations require a 15c2-11 provided to FINRA by a broker as an application “to resume trading.” Once cleared, Company provides to OTC Markets and CE removed. As stated in earlier Company Update, DBMM is following OTC Markets instructions precisely.
3. The SEC Matter solely related to delayed filings was Dismissed on Nov 12, 2019, which should have provided a Commission’s Final Order 21 days later. That would have resumed US retail trading then and in the shareholder’s best interests.
4. Instead, one of 4 Commission divisions, Enforcement, filed a Petition for Review because they could, despite the Judge addressing items cited resulting in Dismissal . To reinforce the basis for Dismissal , the review was filed in EDGAR by Corp Fin, the Commission’s Policy Division. Enforcement missed the EdGAR filing. Unacceptable delays , Covid et al have resulted.
Fact: The SEC is the Securities & Exchange Commission, there are 5 Commissioners appointed with only 3 from same political party, and 4 Divisions of which Enforcement is only one.
Recent DBMM News
- Form 10-Q - Quarterly report [Sections 13 or 15(d)] • Edgar (US Regulatory) • 07/15/2024 08:30:45 PM
- Form 10-Q - Quarterly report [Sections 13 or 15(d)] • Edgar (US Regulatory) • 04/15/2024 08:54:16 PM
- Form 10-Q - Quarterly report [Sections 13 or 15(d)] • Edgar (US Regulatory) • 01/16/2024 09:32:32 PM
- Form 10-K - Annual report [Section 13 and 15(d), not S-K Item 405] • Edgar (US Regulatory) • 11/29/2023 09:31:08 PM
FEATURED Mawson Finland Limited Further Expands the Known Mineralized Zones at Rajapalot: Palokas step-out drills 7 metres @ 9.1 g/t gold & 706 ppm cobalt • Sep 17, 2024 9:02 AM
PickleJar Announces Integration With OptCulture to Deliver Holistic Fan Experiences at Venue Point of Sale • PKLE • Sep 17, 2024 8:00 AM
North Bay Resources Announces Mt. Vernon Gold Mine Bulk Sample, Sierra County, California • NBRI • Sep 11, 2024 9:15 AM
One World Products Issues Shareholder Update Letter • OWPC • Sep 11, 2024 7:27 AM
Kona Gold Beverage Inc. Reports $1.225 Million in Revenue and $133,000 Net Profit for the Quarter • KGKG • Sep 10, 2024 1:30 PM
Element79 Gold Corp Announces 2024 Clover Work Plans & Nevada Portfolio Updates • ELMGF • Sep 10, 2024 11:00 AM