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Re: None

Friday, 05/20/2022 12:02:23 PM

Friday, May 20, 2022 12:02:23 PM

Post# of 690942
PRATT https://www.finra.org/rules-guidance/oversight-enforcement/finra-disciplinary-actions?search=2014043750301

In all fairness, he was working for Wells Fargo, which, we know, has many billion dollar fines for violations.

Without admitting guilt, he agreed to not associate with any FINRA members.

Looks to be old, and from 2013-2014 and 2009-2013
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