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Re: A deleted message

Friday, 05/20/2022 11:04:21 AM

Friday, May 20, 2022 11:04:21 AM

Post# of 4942

Show me a 15c-211 that was approved by finra where the otc maintains a caveat emptor designation after the finra approval.



I can can think of one right now, PTZH, OTC Markets is being stubborn to remove the CE there.......the timeline after suspension has been like this:

April 2021- Suspended due to 'potentially manipulative transactions in the Company’s Common Stock'

August 2021- The SEC confirmed to the Company’s counsel that it had concluded its investigation of the Company pursuant to the Order, and that the SEC did not intend to recommend any enforcement action.

September 2021- Company and its counsel begin working with a market maker to file a Form 211( Glendale Securities)

Sept/Oct 2021- Company had a Market Maker file a Form 211 on the Company’s behalf so that the Company’s Common Stock may resume its quotation via the OTC Pink Tier.

December 2021- The new Form 211 was cleared by FINRA

April 20, 2022- Resumed normal quotation

May 20, 2022- CE still not removed