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Re: trocprofit post# 474148

Monday, 05/16/2022 12:57:45 PM

Monday, May 16, 2022 12:57:45 PM

Post# of 695345

I believe you have to give a lot more notice than that if there are proxy materials for voting.


You do not absolutely have to, but there is a sigicificant practical issue if you give less than 3 weeks (?). The NYSE does not allow its member firms from voting uninstructed w/o sufficient notice. That means even getting a quarum can be a pain as many retail investors do not vote.

The 13 months is DGCL, but there is basically no penalty and NWBO was late on that as recently as 2 years ago.
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