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Thursday, April 14, 2022 1:52:13 PM
https://www.securitieslawyer101.com/2021/what-you-need-to-know-as-the-september-28-amended-rule-15c2-11-date-approaches/
"Needless to say, the reports must be provided on an ongoing basis, with quarterlies due within 45 days of the quarter end and annual reports within 90 days of the fiscal year end. Attorney letters must be submitted yearly, within 120 days of the fiscal year end. The company profile must be reviewed and verified every six months.
If a Pink Current Info company fails to do all of the above, it will be demoted to the Pink Limited Information tier. Limited Info companies must provide only an annual report dated within the preceding 16 months. The report must contain the elements required of annual reports for Current Info companies. No attorney letter is required, but the company’s profile must be verified every six months. The annual reports must be supplied on an ongoing basis."
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