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Saturday, February 26, 2022 11:51:49 PM
In 2021, there were 120 cases of delinquent filings, or 17% of 697 total SEC cases. In 2019, the year of DBMM’s Dismissal , there were 126 cases or 14.6% of 862 cases. In 2017, the year of DBMM’s OIP/AP there were 112 cases or 14.6% of 754 cases.
See the chart from 2021 so you see focus. Late filings are a de minimus percentage compared to the other categories which make money for the SEC. Yet the similarity in absolute numbers is almost a quota system.
Sharing a notation on this category:
“…typically micro cap—that were delinquent in Commission filings.”
IMO, DBMM ‘s mitigating circumstances were an anomaly and as such warrant a Final Order of the Nov 12,2019 Dismissal.
https://www.sec.gov/files/2021-238-addendum.pdf
Recent DBMM News
- Form 10-Q - Quarterly report [Sections 13 or 15(d)] • Edgar (US Regulatory) • 07/15/2024 08:30:45 PM
- Form 10-Q - Quarterly report [Sections 13 or 15(d)] • Edgar (US Regulatory) • 04/15/2024 08:54:16 PM
- Form 10-Q - Quarterly report [Sections 13 or 15(d)] • Edgar (US Regulatory) • 01/16/2024 09:32:32 PM
- Form 10-K - Annual report [Section 13 and 15(d), not S-K Item 405] • Edgar (US Regulatory) • 11/29/2023 09:31:08 PM
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