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Re: ItMakesCents post# 53673

Thursday, 01/06/2022 12:06:51 PM

Thursday, January 06, 2022 12:06:51 PM

Post# of 63122
Here is information regarding name/ticker change ….

Here is the yahoo report of the PR stating that the company intends to submit an application to FINRA for a name/ticker change…

https://finance.yahoo.com/news/energy-1-corp-announced-company-085100606.html

How do I change my name with FINRA?

Staff in FINRA's Regulatory Review and Disclosure unit must review and approve all proposed names for firms applying for FINRA membership and for current FINRA member firms seeking a name change. A firm may reserve a name by submitting a completed Firm Name Reservation Request Form.

https://www.finra.org/registration-exams-ce/broker-dealers/new-firms/name-guidelines


How long does it take for FINRA to change its name?

See the Firm Name Guidelines page for more information. In addition, the name change will not take effect in Web CRD immediately; there is a 10-day "grace period" during which FINRA notifies the jurisdiction of the impending change.