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Tuesday, August 24, 2021 1:50:08 AM
https://sec.report/Ticker/rgbp
"David R. Koos Chairman of the Board, Chief Executive Officer, Secretary and Treasurer 2020-07-01
Todd S. Caven Director and Chief Financial Officer 2020-07-01"
On March 23rd, 2021, shortly before the licensing deal pop, Regen entered an agreement with Todd Caven where it states:
WHEREAS Company desires the Consultant to provide services to the Company consisting of assisting the Company in negotiating with creditors of the Company.
WHEREAS, the Consultant desires to provide services to the Company consisting of assisting the Company in negotiating with creditors of the Company.
THEREFORE, it is agreed as follows:
1. SCOPE OF SERVICES:
Consultant shall assist the Company in obtaining the agreement of the creditors of the Company (“Creditors” or singularly “Creditor”) to settle any and all claims against the Company upon terms acceptable to the Company."
Interestingly enough, Todd Caven is also the founder of two financial advisory firms called "Rock Ridge Enterprises" and "Saguaro Capital Partners".
"Rock Ridge Enterprises is a financial advisory firm offering capital formation and consulting services. Our charter is to partner with owners of existing businesses who seek to either exit their company or grow their business along with proven business experts within a long-term operational partnership.
Established in 2003, we are headquartered in Minneapolis, Minnesota, and specialize in serving growing companies that meet our investment guidelines and offer a unique business vision. We are committed to providing the highest level of senior attention, thoughtful advice and creative deal-making experience to each client and transaction."
"Saguaro Capital Partners ("Saguaro") is a specialized Financial Advisory firm providing a broad range of Investment Banking services to its clients, including equity financing, debt restructuring, merger & acquisition advisory and consulting expertise. Based in Scottsdale, Arizona, with offices in Denver, Colorado and Minneapolis, Minnesota, the firm advises clients throughout the western United States. With a focus on serving business owners and entrepreneurs, Saguaro offers its clients the expertise and capabilities of a large firm while preserving the energy, nimbleness and focus of a small boutique firm. The firm's founders have extensive experience in small market transactions (under $100M), as well as hands-on senior management experience in growing and running successful companies of varying sizes in many different industries."
As for Todd Caven's background:
Todd S. Caven is an accomplished executive with 30 years of experience in corporate finance, taxation, mergers & acquisitions, corporate valuations and private financing of various types of transactions. In 2003, Mr. Caven founded Rock Ridge Enterprises, a Minnesota-based Private Equity firm that focuses on the acquisition of manufacturing, distribution and business services firms in the upper Midwest. Prior to founding Rock Ridge Enterprises, he served as the CFO of Pro Staff, a $500 million privately held firm in the Staffing and Recruiting industry. Prior to Pro Staff, Todd held senior-level finance and marketing positions at Nordic Track and the Carlson Companies in Minneapolis, Minnesota. He started his career in corporate finance at Amoco Corporation in Chicago, Illinois (now British Petroleum).
In March of 2009, Mr. Caven founded Saguaro Capital Partners, an Arizona based firm that raises growth capital for life science and technology companies throughout the United States. Currently, Mr. Caven is serving as a director and the acting Chief Financial Officer for Regen BioPharma Inc., a San Diego, California based biotech research firm which has created an impressive volume of intellectual property in the fields of immune oncology and autoimmune disorders.
Todd earned a Bachelors degree in Accounting from the Henry B. Tippie College of Business at the University of Iowa, and he received an MBA from the J.L. Kellogg Graduate School of Management at Northwestern University."
Notice all of the bold and find the common theme in them. Do you catch my drift now?
Seems like Mr. Caven has been crucial in helping clean up the company lately and is an important piece to the puzzle of our potential buyout story. One would be wise to keep a close eye on his movements going forward.
Thoughts and ideas are welcome. @OTCShotCaller wondering what your input is as well.
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