Baron Capital Enterprise Inc (BCAP)

[Pink Lady]

Look what i got from my broker, there is something going on:

IBKR Account UXXX3853

Rule 144 Questionnaire – Individual/Joint Accounts

Interactive Brokers (“IB”) requires completion of this questionnaire by certain clients (“Covered Shareholders”) that own stock in Baron Capital Enterprise, Inc. (“BCAP”), which may be subject to restrictions under Rule 144 of the Securities Act of 1933.

Please complete the following questions and sign the attestation below.

1. Are you currently a board member, officer or director of the Issuer?

a. If not, have you been a board member, officer or director of the Issuer within the past 3 months?

2. Do you or your family hold direct or indirect ownership in the Issuer beyond your current account(s) with IB?

3. Do you maintain actual control or the ability to control the managerial direction of the Issuer?

4. Do you have other means to discipline or otherwise influence the Issuer or its management?

5. Do you maintain a business relationship with the Issuer? If so, explain.

6. Do you have the ability to control or manipulate proxy contests of the Issuer?

7. Do you coordinate business agenda or voting strategies with other shareholders of the Issuer during proxy votes or shareholder meetings?

8. Do you maintain any familial or social relationships with affiliates of the Issuer?

9. Is there a current debtor or creditor relationship between you and the Issuer?

10. Were you the original incorporator or otherwise a founding party of the Issuer?

I, _____________________________, attest that the answers above are accurate and complete and that, to the best of my knowledge, I am not an affiliate of an Issuer as detailed above.

_____________________________ _____________________________