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Re: janice shell post# 188328

Saturday, 06/26/2021 4:00:42 PM

Saturday, June 26, 2021 4:00:42 PM

Post# of 224089
not a delinquent filer from a perspective of a 1934 SEC filer, but since filing the 15 in 08/2019 and amendment filed with WYSOS ~4/11 this year, $HPIL stated in their PR of 04-27 that they applied for a name change and again on 5-14 that FINRA had approved name change. However, looking at the info of brokerage firms, the name still appears as HPIL Holding.

In order to even put in the request for name change, the application should have been made ~4/11 to be in compliance. They PR'd a whole bunch of stuff including FINRA approval.

Also, isn't the standard review period with FINRA 60 days?

Under what circumstances--that you're aware of--would FINRA accelerate an application for corporate action like this, if any? I can't remember which is why I thought I'd reach out to you.

Thanks,
BB
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