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For those of you who are not aware,

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rsintn   Monday, 06/07/21 10:34:50 AM
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For those of you who are not aware, Starting September 28, 2021, you will no longer be able to buy or sell “Pink No Information” OTC securities through U.S. brokers.

The Securities and Exchange Commission (SEC) recently adopted amendments to SEC Rule 15c2-11 governing the submission and publication of OTC quotations. These amendments will prohibit broker-dealers from submitting or publicly disseminating bid/ask quotations for OTC securities of issuers that do not meet enhanced information filing requirements.

Securities of issuers that make the required information publicly available by the deadline in the rule should not be affected.

Will ASPT make the deadline?





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