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JerryCampbell

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JerryCampbell

Re: hankmanhub post# 370329

Saturday, 04/17/2021 10:08:39 PM

Saturday, April 17, 2021 10:08:39 PM

Post# of 700076
@Hank, this is a new one on me.

I am not aware of any reason that giving 61 days notice would require any SEC filing by either party. My best guess is that any disclosure would be voluntary.

The actual exercise transaction would require a Form 4 filing by Powers. The new holding info would appear later in nwbo filings.
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