Just to give everyone a heads up this came out the other day..
On January 11, 2021, prohibitions arising from Executive Order 13959 (“the Order”) related to investments in certain Chinese companies become effective. Pursuant to these prohibitions U.S. persons, and entities that are deemed U.S. Persons for purposes of the Order, may not transact in the publicly traded securities of certain Chinese companies identified by the Secretary of Defense and the Secretary of the Treasury, or any securities that are derivative of, or are designed to provide investment exposure to such securities. Derivatives include ETF’s that contain any of the prohibited companies as a component. As such, the below securities will be halted from trading and there may be no ability to sell these shares after market close on January 7th.
Ticker EXCH_CODE CNTRY_OF_DOMICILE LONG_COMP_NAME
AVITF OTC US HK AVIC International Holding HK Ltd
AVIJF OTC US CN AviChina Industry & Technology Co Ltd
CGEGF OTC US HK CGN New Energy Holdings Co Ltd
CGNWF OTC US CN CGN Power Co Ltd
CHAEF OTC US HK China Aerospace International Holdings Ltd
CCCGF OTC US CN China Communications Construction Co Ltd
CCCGY OTC US CN China Communications Construction Co Ltd
CJNHF OTC US HK China Jinmao Holdings Group Ltd
FRSHY OTC US HK China Jinmao Holdings Group Ltd
CHL New York HK China Mobile Ltd
CHLKF OTC US HK China Mobile Ltd
CAOVY OTC US HK China Overseas Land & Investment Ltd
CHA New York CN China Telecom Corp Ltd
CHJHF OTC US CN China Telecom Corp Ltd
CHU New York HK China Unicom Hong Kong Ltd
CHUFF OTC US HK China Unicom Hong Kong Ltd
CEO New York CN CNOOC Ltd
CRCCY OTC US CN CRRC Corp Ltd
CRRRF OTC US CN CRRC Corp Ltd
DIPGF OTC US CN Datang International Power Generation Co Ltd
DIPGY OTC US CN Datang International Power Generation Co Ltd
ELKEF OTC US NO Elkem ASA
FEHZY OTC US HK Far East Horizon Ltd
FEZHF OTC US HK Far East Horizon Ltd
INPRF OTC US HK Inspur International Ltd
KHDHF OTC US DE KHD Humboldt Wedag International AG
NJGPF OTC US CN Nanjing Panda Electronics Co Ltd
PLLIF OTC US IT Pirelli & C SpA
PRLLY OTC US IT Pirelli & C SpA
DEIPY OTC US BR Rio Paranapanema Energia SA
DEIWY OTC US BR Rio Paranapanema Energia SA
SIUIF OTC US CN Semiconductor Manufacturing International Corp
SMICY OTC US CN Semiconductor Manufacturing International Corp
SNFRF OTC US HK Sinofert Holdings Ltd
SNFRY OTC US HK Sinofert Holdings Ltd
